Difference between revisions of "Ianaplan - current draft"

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{{IETF}}
 
{{IETF}}
  
This document contains the a response to a request for proposals from
+
wiki Titre A1 A2 A3 A4 A5 A6 A7 A8 A9 A10 A11 A12 A13 A14 A15 A16 A17 A18 A19 A20 A21 A22 A23 A24 A25 A26 A27 A28 A29 A30 A31 A32 A33 A34 A35 A36 A37 A38 wiki A39 A40 A41 A42 A43 A44
the IANA Stewardship Transition Coordination Group regarding the
+
 
protocol parameters registries.  It is meant to be included in an
+
IANAPLAN
aggregate proposal that also includes contributions covering domain
+
Internet-Draft R. Housley, Ed.
names and numbering resources that will be submitted from their
+
Intended status: Informational November 26 2014 
respective operational communities.  The IETF community is invited to
+
Expires: May 30 2015 
comment and propose changes to this document.
+
 
 +
<center> Draft Response to the Internet Coordination Group Request for Proposals  </center> 
 +
on the IANA protocol parameters registries
 +
draft-ietf-ianaplan-icg-response-06
 +
 
 +
== Abstract == 
 +
 
 +
This document contains the IETF response to a request for proposals
 +
from the IANA Stewardship Transition Coordination Group regarding the
 +
protocol parameters registries.  It is meant to be included in an  
 +
aggregate proposal that also includes contributions covering domain  
 +
names and numbering resources that will be submitted from their  
 +
respective operational communities.  The IETF community is invited to  
 +
comment and propose changes to this document.
 +
 
 +
== Status of This Memo  == 
 +
 
 +
This Internet-Draft is submitted in full conformance with the 
 +
provisions of BCP 78 and BCP 79. 
 +
 
 +
Internet-Drafts are working documents of the Internet Engineering
 +
Task Force (IETF).  Note that other groups may also distribute 
 +
working documents as Internet-Drafts.  The list of current Internet-
 +
Drafts is at http://datatracker.ietf.org/drafts/current/.
 +
 
 +
Internet-Drafts are draft documents valid for a maximum of six months 
 +
and may be updated, replaced, or obsoleted by other documents at any
 +
time.  It is inappropriate to use Internet-Drafts as reference
 +
material or to cite them other than as "work in progress." 
 +
 
 +
This Internet-Draft will expire on May 30 2015.
 +
 
 +
== Copyright Notice  == 
 +
 
 +
Copyright (c) 2014 IETF Trust and the persons identified as the 
 +
document authors.  All rights reserved.
 +
 
 +
This document is subject to BCP 78 and the IETF Trust's Legal
 +
Provisions Relating to IETF Documents 
 +
: (http://trustee.ietf.org/license-info) in effect on the date of 
 +
publication of this document.  Please review these documents 
 +
carefully, as they describe your rights and restrictions with respect
 +
to this document.  Code Components extracted from this document must 
 +
include Simplified BSD License text as described in Section 4.e of 
 +
the Trust Legal Provisions and are provided without warranty as
 +
described in the Simplified BSD License.
 +
 
  
This Internet-Draft is submitted in full conformance with the
+
Appendix B. The Charter of the IANA Stewardship Coordination
provisions of BCP 78 and BCP 79.
+
Group (ICG . . . . . . . . . . . . . . . . . . . . .
 
+
Appendix CIANA Stewardship Transition Coordination Group
Internet-Drafts are working documents of the Internet Engineering
+
Request for Proposals  . . . . . . . . . . . . . . 24
Task Force (IETF)Note that other groups may also distribute
+
Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .  30
working documents as Internet-DraftsThe list of current Internet-
+
 
Drafts is at http://datatracker.ietf.org/drafts/current/.
+
== 1.  IETF Introduction ==
 
+
 
== 1.  IETF Introduction ==
+
In March of 2014 the U.S.  National Telecommunications & Information
In March of 2014 the U.S.  National Telecommunications & Information
+
Administration (NTIA) announced its intent to transition oversight of
Administration (NTIA) announced its intent to transition oversight of
+
Internet Assigned Numbers Authority (IANA) functions.  In that
Internet Assigned Numbers Authority (IANA) functions.  In that
+
announcement, NTIA asked the Internet Corporation for Assigned Names
announcement, NTIA asked the Internet Corporation for Assigned Names
+
and Numbers (ICANN) to establish a process to deliver a proposal for  
and Numbers (ICANN) to establish a process to deliver a proposal for
+
transition.  As part of that process, the IANA Stewardship Transition
transition.  As part of that process, the IANA Stewardship Transition
+
Coordination Group (ICG) was formed.  The charter for the ICG can be
Coordination Group (ICG) was formed.  The charter for the ICG can be
+
found in Appendix B.  They solicited proposals regarding post-
found in Appendix B.  They solicited proposals regarding the
+
transition arrangements from the three functional areas in order to
respective functions that IANA performs, in order that they may put
+
put forth a proposal to the NTIA.  The final request for proposal
forth a proposal to the NTIA.  The final request for proposal (RFP)
+
(RFP) can be found in Appendix C.
can be found in Appendix C.
+
 
 
+
While there are interactions between all of the IANA functions and
While there are interactions between all of the IANA functions and
+
IETF standards, this document specifically addresses the protocol  
IETF standards, this document specifically addresses the protocol
+
parameters registries function.  Section 1 (this section) contains an  
parameters registries function.  Section 1 (this section) contains an
+
introduction that is sourced solely within the IETF.  Section 2
introduction that is sourced solely within the IETF.  Section 2
+
contains the questionnaire that was written by the ICG and a formal  
contains the questionnaire that was written by the ICG and a formal
+
response by the IETF.  Because much of this memo is taken from a  
response by the IETF.  Because much of this memo is taken from a
+
questionnaire we have quoted questions with ">>> " and we have  
questionnaire we have quoted questions with ">>> " and we have
+
prefaced answers to questions being asked with "IETF Response:."
prefaced answers to questions being asked with "IETF Response:".
+
 
 
+
Note that there are small changes to the content of the questions  
Note that there are small changes to the content of the questions
+
asked in order to match the RFC format.  
asked in order to match the RFC format.
+
 
 
+
As if to demonstrate the last point, the following text was included  
As if to demonstrate the last point, the following text was included
+
in a footnote in the original RFP: 
in a footnote in the original propsoal.
+
 
 
+
In this RFP, IANA refers to the functions currently specified in
 
+
the agreement between NTIA and ICANN [http://www.ntia.doc.gov/page/
In this RFP, "IANA" refers to the functions currently specified in
+
iana-functions-purchase-order] as well as any other functions
the agreement between NTIA and ICANN [http://www.ntia.doc.gov/page/
+
traditionally performed by the IANA functions operator.  SAC-067
iana-functions-purchase-order] as well as any other functions
+
[https://www.icann.org/en/system/files/files/sac-067-en.pdf] provides  
traditionally performed by the IANA functions operator.  SAC-067
+
one description of the many different meanings of the term IANA and  
[https://www.icann.org/en/system/files/files/sac-067-en.pdf] provides
+
may be useful reading in addition to the documents constituting the
one description of the many different meanings of the term "IANA" and
+
agreement itself.  
may be useful reading in addition to the documents constituting the
+
 
agreement itself.
+
== 2.  The Formal RFP Response ==
 
+
 
== 2.  The Formal RFP Response ==
+
The entire Request for Proposals, including introduction, can be
The entire Request for Comments, including introduction, can be found
+
found in Appendix C.  
in Appendix C.
+
 
<pre>
+
  >>>
>>>
+
  >>> 0. Proposal Type  
>>> 0. Proposal Type
+
  >>>
>>>
+
  >>> Identify which category of the IANA functions this
>>> Identify which category of the IANA functions this
+
  >>> submission proposes to address:
>>> submission proposes to address:
+
  >>> 
</pre>
+
 
IETF Response:
+
IETF Response:
 
+
[XXX] Protocol Parameters
[XXX] Protocol Parameters
+
 
This response states the existing practice of the IETF, and also
+
This response states the existing practice of the IETF, and also
represents the views of the Internet Architecture Board and the IETF.
+
represents the views of the Internet Architecture Board and the IETF.
<pre>
+
 
>>> I. Description of Community's Use of IANA Functions
+
  >>> 
>>>
+
  >>> I. Description of Community's Use of IANA Functions
>>> This section should list the specific, distinct IANA services
+
  >>>
>>> or activities your community relies on. For each IANA service
+
  >>> This section should list the specific, distinct IANA services  
>>> or activity on which your community relies, please provide the
+
  >>> or activities your community relies on. For each IANA service
>>> following:
+
  >>> or activity on which your community relies, please provide the
 
+
  >>> following:  
>>> A description of the service or activity.
+
  >>> A description of the service or activity.  
</pre>
+
  >>> 
IETF Response:
+
 
 
+
IETF Response:  
Many IETF protocols make use of commonly defined protocol parameters.
+
 
 
+
Many IETF protocols make use of commonly defined protocol parameters.  
These parameters are used by implementers, who are the IETF's primary
+
These parameters are used by implementers, who are the primary users 
users of the IETF standards and other documents.  To ensure
+
of the IETF standards and other documents.  To ensure consistent
consistent interpretation of these parameter values by independent
+
interpretation of these parameter values by independent
implementations, and to promote universal interoperability, these
+
implementations, and to promote universal interoperability, these
IETF protocol specifications define and require globally available
+
IETF protocol specifications define and require globally available  
registries containing the parameter values and a pointer to
+
registries containing the parameter values and a pointer to any
documentation of the associated semantic intent.  The IETF uses the
+
associated documentation.  The IETF uses the IANA protocol parameters  
IANA protocol parameters registries to store this information in a
+
registries to store this information in a public location. The IETF
public location.
+
community presently accesses the protocol parameter registries via
<pre>
+
references based on iana.org domain name, and makes use of the term
>>>
+
IANA in the protocol parameter registry processes [RFC5226].
>>> A description of the customer(s) of the service or activity.
+
 
</pre>
+
ICANN currently operates the .ARPA top level domain on behalf of the
IETF Response:
+
Internet Architecture Board (IAB).  This zone is used for certain 
 
+
Internet infrastructure services that are delegated beneath it.  We
The IANA protocol parameters registries operator maintains the
+
consider .ARPA part of the protocol parameters registries for 
protocol parameters registries for the IETF in accordance with all
+
purposes of this response.
relevant IETF policies, in accordance with the Memorandum of
+
 
Understanding[RFC2860] and associated supplemental agreements that
+
  >>>
include service level agreements (SLAs) established between the IETF
+
  >>> A description of the customer(s) of the service or activity.
and ICANN[MOUSUP].
+
  >>> 
 
+
 
The IETF is a global voluntary standards organization whose goal is
+
IETF Response:  
to make the Internet work better [RFC3595].  IETF standards are
+
 
published in the RFC series.  The IETF is responsible for the key
+
The IANA protocol parameters registries operator maintains the  
standards that are used on the Internet today, including IP, TCP,
+
protocol parameters registries for the IETF in conformance with all  
DNS, BGP, and HTTP, to name but a few.
+
relevant IETF policies, in accordance with the Memorandum of
 
+
Understanding [RFC2860] and associated supplemental agreements that
The IETF operates in an open and transparent manner [RFC6852].  The
+
include service level agreements (SLAs) established between the IETF
processes that govern the IETF are also published in the RFC series.
+
and ICANN [MOUSUP].
 
+
 
The Internet Standards Process is documented in [RFC2026].  That
+
The IETF is a global organization that produces voluntary standards,
document explains not only how standards are developed, but also how
+
whose goal is to make the Internet work better [RFC3595].  IETF  
disputes about decisions are resolved.  RFC 2026 has been amended a
+
standards are published in the RFC series.  The IETF is responsible  
number of times, and those amendments are indicated in [RFC-INDEX].
+
for the key standards that are used on the Internet today, including  
 
+
IP, TCP, DNS, BGP, and HTTP, to name but a few.
The standards process can be amended in the same manner that
+
 
standards are approved.  That is, someone proposes a change by
+
The IETF operates in an open and transparent manner [RFC6852].  The  
submitting a temporary document known as an Internet-Draft, the
+
processes that govern the IETF are also published in the RFC series.  
community discusses it, and if rough consensus can be found the
+
The Internet Standards Process is documented in [RFC2026].  That  
change is approved by the Internet Engineering Steering Group (IESG),
+
document explains not only how standards are developed, but also how
who also have day-to-day responsibility for declaring IETF consensus
+
disputes about decisions are resolved.  RFC 2026 has been amended a  
on technical decisions, including those that affect IANA.  Anyone may
+
number of times, and those amendments are indicated in [RFC-INDEX].  
propose a change during a Last Call, and anyone may participate in
+
The standards process can be amended in the same manner that
the community discussion.
+
standards are approved.  That is, someone proposes a change by
<pre>
+
submitting a temporary document known as an Internet-Draft, the
>>>
+
community discusses it, and if rough consensus can be found the
>>> What registries are involved in providing the service or
+
change is approved by the Internet Engineering Steering Group (IESG),  
>>> activity.
+
who also have day-to-day responsibility for declaring IETF consensus
</pre>
+
on technical decisions, including those that affect the IANA protocol
IETF Response:
+
parameters registries.  Anyone may propose a change during a Last
 
+
Call, and anyone may participate in the community discussion.
 
+
 
The protocol parameters registries are the product of IETF work.
+
  >>> 21
 
+
  >>> What registries are involved in providing the service or  
Administration of the protocol parameters registries is the service
+
  >>> activity.  
that is provided to the IETF.
+
  >>> 
<pre>
+
 
>>>
+
IETF Response:  
>>> A description of any overlaps or interdependencies between your
+
 
>>> IANA requirements and the functions required by other customer
+
The protocol parameters registries are the product of IETF work.  
>>> communities
+
These also include the top-level registry for the entire IP address 
</pre>
+
space and some of its sub-registries, autonomous system number space,
IETF Response:
+
and a number of special use registries with regard to domain names.
 
+
For more detail please refer to the documentation in the "overlaps or
In this context, the IETF considers "overlap" to be where there is in
+
209  interdependencies" section.
some way shared responsibility for a single registry across multiple
+
 
organizations.  In this sense, there is no overlap between
+
Administration of the protocol parameters registries is the service
organizations because responsibility for each registry is carefully
+
that is provided to the IETF.  
delineated.  There are, however, points of interaction between other
+
 
organizations, and a few cases where we may further define the scope
+
  >>>
of a registry for technical purposes.  This is the case with both
+
  >>> A description of any overlaps or interdependencies between your  
names and numbers, as described in the paragraphs below.  In all
+
  >>> IANA requirements and the functions required by other customer  
cases, the IETF engages directly with the appropriate organizations
+
  >>> communities  
to ensure that each organization's policies are followed.
+
  >>> 
 
+
 
It is important to note that the IETF includes anyone who wishes to
+
IETF Response:  
participate.  Staff and participants from ICANN or the Regional
+
 
Internet Registries (RIRs) regularly participate in IETF activities.
+
In this context, the IETF considers overlap to be where there is in
 
+
some way shared responsibility for a single registry across multiple  
* The IETF has specified a number of special use registries with regard to domain names.  These registries require coordination with the Generic Names Support Organization (GNSO).  We already perform this coordination.[RFC6761] * The IETF specifies the DNS protocol.  From time to time there have been and will be updates to that protocol.  As we make changes we will broadly consult the operational community about the impact of those changes, as we have done in the past.  
+
organizations.  In this sense, there is no overlap between  
* The IETF specifies minimum requirements for root servers. Should those requirements change, we will inform ICANN.  
+
organizations because responsibility for each registry is carefully  
* The routing architecture has evolved over time, and is expected to continue to do so.  Such evolution may have an impact on appropriate IP address allocation strategies.  As and when that happens, we will consult with the RIR community, as we have done in the past.  
+
delineated.  There are, however, points of interaction between other  
 
+
organizations, and a few cases where we may further define the scope  
* The IETF is responsible for policy relating to the entire IP address space and AS number space.  Through IANA, the IETF delegates unicast IP address and AS number ranges to the RIR system [RFC7020],[RFC7249].  Special address allocation, such a multicast and anycast addresses, often require coordination.  
+
of a registry for technical purposes.  This is the case with both
Another example of IP addresses that are not administered by the
+
names and numbers, as described in the paragraphs below.  In all  
RIR system is Unique Local Addresses (ULAs) [RFC4193], where local
+
cases, the IETF coordinates with the appropriate organizations.  
networks employ a prefix that is not intended to be routed on the
+
 
public Internet.  New special address allocations are added, from
+
It is important to note that the IETF includes anyone who wishes to
time to time, related to the evolution of the standards.  In all
+
participate.  Staff and participants from ICANN or the Regional  
cases, these special assignments are listed in the IANA
+
Internet Registries (RIRs) regularly participate in IETF activities.  
registries.
+
 
 
+
o The IETF has specified a number of special use registries with
* The IETF maintains sub-registries for special IPv4 and IPv6 assignments.  These are specified in [RFC3307], [RFC5771], and [RFC6890].  The IETF coordinates such assignments with the RIRs.  
+
regard to domain names.  These registries require coordination  
* IETF standards changes may have impact on operations of RIRs and service providers.  A recent example is the extensions to BGP to carry the Autonomous System numbers as four-octet entities [RFC6793].  It is important to note that this change occurred out of operational necessity, and it demonstrated strong alignment between the RIRs and the IETF.  
+
with ICANN as the policy authority for the DNS root, including
<pre>
+
community groups that are responsible for ICANN policy on domain 
>>> II.  Existing, Pre-Transition Arrangements
+
names such as the Generic Names Supporting Organization (GNSO) and 
>>>
+
the Country Code Names Supporting Organization (ccNSO).  There are 
>>> This section should describe how existing IANA-related
+
already mechanisms in place to perform this coordination, and the 
>>> arrangements work, prior to the transition.
+
capacity to modify them to meet new conditions as they might
 
+
arise. [RFC6761]  
>>>
+
 
>>> A. Policy Sources
+
o The IETF specifies the DNS protocol.  From time to time there have
>>>
+
been and will be updates to that protocol.  As we make changes we
>>>
+
will broadly consult the operational community about the impact of
>>> This section should identify the specific source(s) of policy
+
those changes, as we have done in the past.  
>>> which must be followed by the IANA functions operator in its
+
 
>>> conduct of the services or activities described above.  If there
+
o The IETF specifies minimum requirements for root servers.  
>>> are distinct sources of policy or policy development for
+
[RFC2870] Those requirements are currently under review, in 
>>> different IANA activities, then please describe these
+
consultations with the root server community.
>>> separately. For each source of policy or policy development,
+
 
>>> please provide the following:
+
o The routing architecture has evolved over time, and is expected to
 
+
continue to do so.  Such evolution may have an impact on
>>>
+
appropriate IP address allocation strategies.  As and when that
>>> Which IANA service or activity (identified in Section I) is
+
happens, we will consult with the RIR community, as we have done
>>> affected.
+
in the past.  
 
+
 
</pre>
+
o The IETF is responsible for policy relating to the entire IP
IETF Response: The protocol parameters registries.
+
address space and AS number space.  Through the IANA protocol
 
+
parameters registries, the IETF delegates unicast IP address and  
<pre>
+
AS number ranges to the RIR system [RFC7020],[RFC7249].  Special
>>> A description of how policy is developed and established and
+
address allocation, such as multicast and anycast addresses, often  
>>> who is involved in policy development and establishment.
+
require coordination. Another example of IP addresses that are
 
+
not administered by the RIR system is Unique Local Addresses
</pre>
+
(ULAs) [RFC4193], where local networks employ a prefix that is not  
IETF Response:
+
intended to be routed on the public Internet.  New special address
 
+
allocations are added, from time to time, related to the evolution  
Policy for overall management of the registries is stated in
+
of the standards.  In all cases, these special assignments are  
[RFC6220] and [RFC5226].  The first of these documents explains the
+
listed in the IANA protocol paramters registries.  
model for how the registries are to be operated, how policy is set,
+
 
and how oversight takes place.  RFC 5226 specifies the policies that
+
o The IETF maintains sub-registries for special IPv4 and IPv6
specification writers may employ when they define new protocol
+
assignments.  These are specified in [RFC3307], [RFC5771], and  
registries in the "IANA Considerations" section of each
+
[RFC6890].  The IETF coordinates such assignments with the RIRs.
specification.  All policies at the IETF begin with a proposal in the
+
 
form of an Internet-Draft.  Anyone may submit such a proposal.  If
+
o IETF standards changes may have impact on operations of RIRs and
there is sufficient interest, the Internet Engineering Steering Group
+
service providers.  A recent example is the extensions to BGP to
may choose to create a working group or an Area Director may choose
+
carry the Autonomous System numbers as four-octet entities
to sponsor the draft.  In either case, anyone may comment on the
+
[RFC6793].  It is important to note that this change occurred out
proposal as it progresses.  A proposal cannot be passed by the IESG
+
of operational necessity, and it demonstrated strong alignment
unless it enjoys sufficient community support as to indicate rough
+
between the RIRs and the IETF.
consensus [RFC7282].  In each case, a "Last Call" is made so that
+
 
there is notice of any proposed change to a policy or process.
+
  >>> II.  Existing, Pre-Transition Arrangements  
 
+
 
Anyone may comment during a Last Call.
+
  >>>
<pre>
+
  >>> This section should describe how existing IANA-related  
>>>
+
  >>> arrangements work, prior to the transition.
>>> A description of how disputes about policy are resolved.
+
  >>>
 
+
  >>> A. Policy Sources  
</pre>
+
  >>>
IETF Response:
+
  >>>
 
+
  >>> This section should identify the specific source(s) of policy  
Most disputes are handled at the lowest level through the working
+
  >>> which must be followed by the IANA functions operator in its  
group and rough consensus processes.  Should anyone disagree with any
+
  >>> conduct of the services or activities described above.  If there  
action, Section 6.5 of [RFC2026] specifies a multi-level conflict
+
  >>> are distinct sources of policy or policy development for  
resolution and appeals process that includes the responsible Area
+
  >>> different IANA activities, then please describe these  
Director, the IESG, and the IAB.  Should appeals be upheld, an
+
  >>> separately. For each source of policy or policy development,  
appropriate remedy is applied.  In the case where someone claims that
+
  >>> please provide the following:
the procedures themselves are insufficient or inadequate in some way
+
  >>>
to address a circumstance, one may appeal an IAB decision to the
+
  >>> Which IANA service or activity (identified in Section I) is
Internet Society Board of Trustees.
+
  >>> affected.  
<pre>
+
  >>> 
>>>
+
 
>>> References to documentation of policy development and dispute
+
IETF Response: The protocol parameters registries.  
>>> resolution processes.
+
 
 
+
  >>> 
</pre>
+
  >>> A description of how policy is developed and established and
IETF Response: As mentioned above, [RFC2026] Section 6.5 specifies a
+
  >>> who is involved in policy development and establishment.
conflict resolution and appeals process.  [RFC2418] specifies working
+
  >>> 
group procedures.  Note that both of these documents have been
+
 
amended in later RFCs as indicated in the [RFC-INDEX].  Please also
+
IETF Response:  
see the references at the bottom of this document.
+
 
<pre>
+
Policy for overall management of the protocol parameters registries
>>>
+
is stated in [RFC6220] and [RFC5226].  The first of these documents  
>>> B. Oversight and Accountability
+
explains the model for how the registries are to be operated, how  
>>>
+
policy is set, and how oversight takes place.  RFC 5226 specifies the
>>> This section should describe all the ways in which oversight is
+
policies that specification writers may employ when they define new  
>>> conducted over IANA functions operator's provision of the
+
protocol registries in the "IANA Considerations" section of each  
>>> services and activities listed in Section I and all the ways in
+
specification.  All policies at the IETF begin with a proposal in the
>>> which IANA functions operator is currently held accountab le for
+
form of an Internet-Draft.  Anyone may submit such a proposal.  If
>>> the provision of those services. For each oversight or
+
there is sufficient interest, a working group whose scope includes
>>> accountability mechanism, please provide as many of the
+
the proposed work may choose to adopt it, the IESG may choose to 
>>> following as are applicable:
+
create a working group, or an Area Director may choose to sponsor the
 
+
draft.  In any case, anyone may comment on the proposal as it
>>>
+
progresses.  A proposal cannot be passed by the IESG unless it enjoys
>>> Which IANA service or activity (identified in Section I) is
+
sufficient community support as to indicate rough consensus  
>>> affected.
+
[RFC7282].  In each case, a "Last Call" is made so that there is
 
+
notice of any proposed change to a policy or process. Anyone may
</pre>
+
comment during a Last Call. For example, this process is currently
IETF Response: the protocol parameters registries.
+
being used to update RFC 5226 [I-D.leiba-cotton-iana-5226bis]. 
<pre>
+
 
>>>
+
  >>>
>>> If not all policy sources identified in Section II.A are
+
  >>> A description of how disputes about policy are resolved.  
>>> affected, identify which ones are affected.
+
  >>> 
 
+
 
</pre>
+
IETF Response:  
IETF Response: all policy sources relating to the protocol parameters
+
 
registry are affected.
+
Most disputes are handled at the lowest level through the working
<pre>
+
group and rough consensus processes.  Should anyone disagree with any
>>>
+
action, Section 6.5 of [RFC2026] specifies a multi-level conflict
>>> A description of the entity or entities that provide oversight
+
resolution and appeals process that includes the responsible Area
>>> or perform accountability functions, including how individuals
+
Director, the IESG, and the IAB.  Should appeals be upheld, an  
>>> are selected or removed from participation in those entities.
+
appropriate remedy is applied.  In the case where someone claims that  
 
+
the procedures themselves are insufficient or inadequate in some way  
</pre>
+
to address a circumstance, one may appeal an IAB decision to the  
IETF Response:
+
Internet Society Board of Trustees.
 
+
 
The Internet Architecture Board (IAB) is an oversight body of the
+
  >>>
IETF whose responsibilities include, among other things, confirming
+
  >>> References to documentation of policy development and dispute
appointment of IESG members, managing appeals as discussed above,
+
  >>> resolution processes.
management of certain domains, including .ARPA [RFC3172], and general
+
  >>> 
architectural guidance to the broader community.  The IAB must
+
 
approve the appointment of an organization to act as IANA on behalf
+
IETF Response: As mentioned above, [RFC2026] Section 6.5 specifies a  
of the IETF.  The IAB is also responsible for establishing liaison
+
conflict resolution and appeals process.  [RFC2418] specifies working
relationships with other orgnaizations on behalf of the IETF. The
+
group procedures.  Note that both of these documents have been
IAB's charter is to be found in [RFC2850].
+
amended in later RFCs as indicated in the [RFC-INDEX].  Please also  
 
+
see the references at the bottom of this document.
The IAB members are selected and may be recalled through a Nominating
+
 
Committee (NOMCOM) process, which is described in [RFC3777].  This
+
  >>>
process provides for selection of active members of the community who
+
  >>> B. Oversight and Accountability
themselves agree upon a slate of candidates.  Those candidates are
+
  >>>
sent to the Internet Society Board of Trustees for confirmation.  In
+
  >>> This section should describe all the ways in which oversight is  
general, members serve for two years.  The IAB selects its own chair.
+
  >>> conducted over IANA functions operator's provision of the
 
+
  >>> services and activities listed in Section I and all the ways in
The IAB provides oversight of the protocol parameters registries of
+
  >>> which IANA functions operator is currently held accountab le for
the IETF, and is responsible for selecting appropriate operator(s)
+
  >>> the provision of those services. For each oversight or  
and related per-registry arrangements.  Especially when relationships
+
  >>> accountability mechanism, please provide as many of the
among protocols call for it, many registries are operated by, or in
+
  >>> following as are applicable:
conjunction with, other bodies.  Unless the IAB or IETF has concluded
+
  >>>
that special treatment is needed, the operator for registries is
+
  >>> Which IANA service or activity (identified in Section I) is
currently ICANN.
+
  >>> affected.  
<pre>
+
  >>> 
>>>
+
IETF Response: the protocol parameters registries.  
>>> A description of the mechanism (e.g., contract, reporting
+
 
>>> scheme, auditing scheme, etc.). This should include a
+
  >>>
>>> description of the consequences of the IANA functions operator
+
  >>> If not all policy sources identified in Section II.A are
>>> not meeting the standards established by the mechanism, the
+
  >>> affected, identify which ones are affected.
>>> extent to which the output of the mechanism is transparent and
+
  >>> 
>>> the terms under which the mechanism may change.
+
 
 
+
IETF Response: all policy sources relating to the protocol parameters  
</pre>
+
registry are affected.
IETF Response:
+
 
 
+
  >>>
A memorandum of understanding (MoU) between ICANN and the IETF
+
  >>> A description of the entity or entities that provide oversight
community has been in place since 2000.  It can be found in
+
  >>> or perform accountability functions, including how individuals  
[RFC2860].  The MoU defines the work to be carried out by the IANA
+
  >>> are selected or removed from participation in those entities.  
staff for the IETF and the Internet Research Task Force (IRTF), a
+
  >>> 
peer organization to the IETF that focuses on research.  Each year a
+
 
service level agreement is negotiated that supplements the MoU.
+
IETF Response:  
 
+
 
 
+
The Internet Architecture Board (IAB) is an oversight body of the
Day-to-day administration and contract management is the
+
IETF whose responsibilities include, among other things, confirming  
responsibility of the IETF Administrative Director (IAD).  The IETF
+
appointment of IESG members, managing appeals as discussed above,
Administrative Oversight Committee (IAOC) oversees the IAD.  IAOC
+
management of certain domains, including .ARPA [RFC3172], and general
members are appointed by the Internet Society Board of Trustees, the
+
architectural guidance to the broader community.  The IAB must  
IAB, the IESG, and the NOMCOM [RFC4071].  The IAOC works with the
+
approve the appointment of an organization to act as IANA operator on  
IANA functions operator to establish annual IANA performance metrics
+
behalf of the IETF.  The IAB is also responsible for establishing  
and operational procedures, and the resulting document is adopted as
+
liaison relationships with other organizations on behalf of the IETF.  
an supplement to the MoU each year [MOUSUP].  In accordance with
+
The IAB's charter is to be found in [RFC2850].
these supplements, an annual review is performed to ensure that
+
 
protocol parameter requests are being processed according to the
+
The IAB members are selected and may be recalled through a Nominating  
established policies.
+
Committee (NOMCOM) process, which is described in [RFC3777].  This  
 
+
process provides for selection of active members of the community who
To date there have been no unresolvable disputes or issues.  In the
+
themselves agree upon a slate of candidates.  The active members are  
unlikely event that a more difficult situation should arise, the IAOC
+
chosen randomly from volunteers with a history of participation in
and the IAB would engage ICANN management to address the matter.  The
+
the IETF, with limits regarding having too many active members with 
MoU also provides an option for either party to terminate the
+
the same affiliation.  The selection of the active members is 
arrangement with six months notice.  Obviously such action would only
+
performed in a manner that makes it possible for anyone to verify
be undertaken after serious consideration.
+
that the correct procedure was followed.  The slate of candidates 
<pre>
+
selected by the active members are sent to the Internet Society Board  
>>>
+
of Trustees for confirmation.  In general, members are appointed for
>>>  Jurisdiction(s) in which the mechanism applies and the legal
+
terms of two years.  The IAB selects its own chair.
>>>  basis on which the mechanism rests.
+
 
 
+
The IAB provides oversight of the protocol parameters registries of  
</pre>
+
the IETF, and is responsible for selecting appropriate operator(s)
IETF Response
+
and related per-registry arrangements.  Especially when relationships  
This mechanism is global in nature.  The current agreement does not
+
among protocols call for it, many registries are operated by, or in  
specify a jurisdiction.
+
conjunction with, other bodies.  Unless the IAB or IETF has concluded  
<pre>
+
that special treatment is needed, the operator for registries is  
>>>III.  Proposed Post-Transition Oversight and Accountability
+
currently ICANN.  
Arrangements
+
 
>>>
+
  >>>
>>> This section should describe what changes your community is
+
  >>> A description of the mechanism (e.g., contract, reporting
>>> proposing to the arrangements listed in Section II.B in light of
+
  >>> scheme, auditing scheme, etc.). This should include a
>>> the transition. If your community is proposing to replace one or
+
  >>> description of the consequences of the IANA functions operator  
>>> more existing arrangements with new arrangements, that
+
  >>> not meeting the standards established by the mechanism, the  
>>> replacement should be explained and all of the elements listed
+
  >>> extent to which the output of the mechanism is transparent and  
>>> in Section II.B should be described for the new
+
  >>> the terms under which the mechanism may change.
>>> arrangements. Your community should provide its rationale and
+
  >>> 
>>> justification for the new arrangements.
+
 
 
+
IETF Response:  
>>>
+
 
>>> If your community's proposal carries any implications for
+
===  A memorandum of understanding (MoU) between ICANN and the IETF === 
>>> existing policy arrangements described in Section II.A, those
+
community has been in place since 2000.  It can be found in
>>> implications should be described here.
+
[RFC2860].  The MoU defines the work to be carried out by the IANA  
 
+
functions operator for the IETF and the Internet Research Task Force
>>>
+
: (IRTF), a peer organization to the IETF that focuses on research.   
>>> If your community is not proposing changes to arrangements
+
Each year a service level agreement is negotiated that supplements  
>>> listed in Section II.B, the rationale and justification for that
+
the MoU.  
>>> choice should be provided here.
+
 
 
+
Day-to-day administration and contract management is the
</pre>
+
responsibility of the IETF Administrative Director (IAD).  The IETF  
IETF Response:
+
Administrative Oversight Committee (IAOC) oversees the IAD.  The 
 
+
members of the IAOC are also the trustees of the IETF Trust, whose 
No major changes are required, however, the IETF community has
+
main purpose is to hold certain intellectual property for the benefit 
expressed a desire for several points to be addressed by supplemental
+
of the IETF as a whole.  IAOC members are appointed by the Internet  
agreements to the IETF-ICANN MoU, prior to a transition to post-NTIA
+
Society Board of Trustees, the IAB, the IESG, and the NOMCOM
regime.  Over the years since the creation of ICANN, the IETF, ICANN,
+
[RFC4071].  The IAOC works with the IANA functions operator to
and IAB have together created a system of agreements, policies, and
+
establish annual IANA performance metrics [METRICS] and operational  
oversight mechanisms that covers what is needed.
+
procedures, and the resulting document is adopted as an supplement to
 
+
the MoU each year [MOUSUP].  Starting from 2014 in accordance with  
First and foremost, IANA protocol parameters registry updates will
+
these supplements, an annual audit is performed to ensure that  
continue to function day-to-day, as they have been doing for the last
+
protocol parameter requests are being processed according to the
decade or more.  The IETF community is quite satisfied with the
+
established policies. The conclusions of this audit will be
current arrangement with ICANN.  RFC 2860 remains in force and has
+
available for anyone in the world to review.
served the IETF community very well.  RFC 6220 has laid out an
+
 
appropriate service description and requirements.
+
To date there have been no unresolvable disputes or issues.  In the
 
+
unlikely event that a more difficult situation should arise, the IAOC
To address issues raised by the IETF community relating to
+
and the IAB would engage ICANN management to address the matter.  The
intellectual property rights, the IAOC is asked to engage the
+
MoU also provides an option for either party to terminate the
appropriate parties, both inside and outside the IETF, to make clear
+
arrangement with six months notice.  Obviously such action would only
that data in the protocol parameters registries is in the public
+
be undertaken after serious consideration.
domain.
+
 
 
+
  >>>
To address a desire by the IETF community to have mechanisms that
+
  >>>  Jurisdiction(s) in which the mechanism applies and the legal
allow for additional dispute resolution between the IETF and the
+
  >>>  basis on which the mechanism rests.  
current IANA protocol registries operator, the IAOC is asked to
+
  >>> 
conclude a supplemental agreement regarding jurisdiction and any
+
 
necessary dispute resolution mechanisms that are mutually acceptable
+
IETF Response  
to the parties.
+
 
 
+
This mechanism is global in nature.  The current agreement does not  
To address concerns regarding appropriate contingencies to transition
+
specify a jurisdiction.
to another operator, the IAOC is asked to conclude a supplemental
+
 
agreement that-
+
  >>>III.  Proposed Post-Transition Oversight and Accountability
 
+
Arrangements
1.  maintains the IANA functions operator's obligations established
+
 
under C.7.3 and I.61 of the current IANA functions contract
+
  >>>
between ICANN and the NTIA [NTIA-Contract]; and
+
  >>> This section should describe what changes your community is  
 
+
  >>> proposing to the arrangements listed in Section II.B in light of  
2requires the transfer of any associated marks and identifiers to
+
  >>> the transition. If your community is proposing to replace one or  
subsequent operators.
+
  >>> more existing arrangements with new arrangements, that  
 
+
  >>> replacement should be explained and all of the elements listed
 
+
  >>> in Section II.B should be described for the new  
Discussions during IETF 89 in London led to the following guiding
+
  >>> arrangements. Your community should provide its rationale and
principles for IAB efforts that impact IANA protocol parameter
+
  >>> justification for the new arrangements.  
registries.  These principles must be taken together; their order is
+
  >>>
not significant.
+
  >>> If your community's proposal carries any implications for
 
+
  >>> existing policy arrangements described in Section II.A, those
1.  The IETF protocol parameters registries function has been and
+
  >>> implications should be described here.  
continues to be capably provided by the Internet technical community.
+
  >>>
 
+
  >>> If your community is not proposing changes to arrangements  
The strength and stability of the function and its foundation within
+
  >>> listed in Section II.B, the rationale and justification for that
the Internet technical community are both important given how
+
  >>> choice should be provided here.  
critical protocol parameters are to the proper functioning of IETF
+
  >>> 
protocols.
+
 
 
+
IETF Response:  
We think the structures that sustain the protocol parameters
+
 
registries function needs to be strong enough that they can be
+
No major changes are required.  Over the years since the creation of
offered independently by the Internet technical community, without
+
ICANN, the IETF, ICANN, and IAB have together created a system of  
the need for backing from external parties.  And we believe we
+
agreements, policies, and oversight mechanisms that already cover
largely are there already, although the system can be strengthened
+
what is needed. This system has worked well without any operational
further, and continuous improvements are being made.
+
involvement from the NTIA.  Therefore, no new organizaitons or
 
+
structures are needed. 
2.  The protocol parameters registries function requires openness,
+
 
transparency, and accountability.
+
IANA protocol parameters registry updates will continue to function
 
+
day-to-day, as they have been doing for the last decade or more.  The  
Existing documentation of how the function is administered and
+
IETF community is quite satisfied with the current arrangement with  
overseen is good [RFC2860], [RFC6220].  Further articulation and
+
ICANN.  RFC 2860 remains in force and has served the IETF community
clarity may be beneficial.  It is important that the whole Internet
+
very well.  RFC 6220 has laid out an appropriate service description  
community can understand how the function works, and that the
+
and requirements.  
processes for registering parameters and holding those who oversee
+
 
the protocol parameters function accountable for following those
+
However in the absence of the NTIA contract a few new arrangements
processes are understood by all interested parties.  We are committed
+
may be needed in order to ensure the IETF community's expectations 
to making improvements here if necessary.
+
are met.  Those expectations are the following:
 
+
 
3.  Any contemplated changes to the protocol parameters registries
+
o  The protocol parameters registries are in the public domain. It 
function should respect existing Internet community agreements.
+
is the preference of the IETF community that all relevant parties
 
+
acknowledge that fact as part of the transition. 
The protocol parameters registries function is working well.  The
+
 
 +
o  It is possible in the future that the operation of the protocol  
 +
parameters registries may be transitioned from ICANN to subsequent
 +
operator(s).  It is the preference of the IETF community that, as 
 +
part of the NTIA transition, ICANN acknowledge that it will carry
 +
out the obligations established under C.7.3 and I.61 of the
 +
current IANA functions contract between ICANN and the NTIA  
 +
[NTIA-Contract] to achieve a smooth transition to subsequent 
 +
operator(s), should the need ariseFurthermore, in the event of  
 +
a transition it is the expectation of the IETF community that
 +
ICANN, the IETF, and subsequent operator(s) will work together to
 +
minimize disruption in the use the protocol parameters registries
 +
or other resources currently located at iana.org.
 +
 
 +
Discussions during the IETF 89 meeting in London led to the following  
 +
guiding principles for IAB efforts that impact IANA protocol
 +
parameter registries.  These principles must be taken together; their  
 +
order is not significant.  
 +
 
 +
===  1.  The IETF protocol parameters registries function has been and === 
 +
continues to be capably provided by the Internet technical community.  
 +
 
 +
The strength and stability of the function and its foundation within
 +
the Internet technical community are both important given how
 +
critical protocol parameters are to the proper functioning of IETF  
 +
protocols.
 +
 
 +
We think the structures that sustain the protocol parameters
 +
registries function need to be strong enough that they can be offered  
 +
independently by the Internet technical community, without the need
 +
for backing from external parties.  And we believe we largely are  
 +
there already, although the system can be strengthened further, and  
 +
continuous improvements are being made.
 +
 
 +
===  2.  The protocol parameters registries function requires openness, === 
 +
transparency, and accountability.
 +
 
 +
Existing documentation of how the function is administered and
 +
overseen is good [RFC2860], [RFC6220].  Further articulation and
 +
clarity may be beneficial.  It is important that the whole Internet  
 +
community can understand how the function works, and that the  
 +
processes for registering parameters and holding those who oversee
 +
the protocol parameters function accountable for following those  
 +
processes are understood by all interested parties.  We are committed
 +
to making improvements here if necessary.  
 +
 
 +
===  3.  Any contemplated changes to the protocol parameters registries === 
 +
function should respect existing Internet community agreements.
 +
 
 +
The protocol parameters registries function is working well.  The  
 
existing Memorandum of Understanding in RFC 2860 defines "the
 
existing Memorandum of Understanding in RFC 2860 defines "the
technical work to be carried out by the Internet Assigned Numbers
+
572  technical work to be carried out by the Internet Assigned Numbers
Authority on behalf of the Internet Engineering Task Force and the
+
573  Authority on behalf of the Internet Engineering Task Force and the
Internet Research Task Force."  Any modifications to the protocol
+
574  Internet Research Task Force."  Any modifications to the protocol
parameters registries function should be made using the IETF process
+
parameters registries function should be made using the IETF process  
to update RFC 6220 and other relevant RFCs.  Put quite simply:
+
to update RFC 6220 and other relevant RFCs.  Put quite simply:  
evolution, not revolution.
+
evolution, not revolution.
 
+
 
4.  The Internet architecture requires and receives capable service
+
===  4.  The Internet architecture requires and receives capable service === 
by Internet registries.
+
by Internet registries.
 
+
 
The stability of the Internet depends on capable provision of not
+
The stability of the Internet depends on capable provision of not
just IETF protocol parameters, but IP numbers, domain names, and
+
just IETF protocol parameters, but IP numbers, domain names, and  
other registries.  Furthermore, DNS and IPv4/IPv6 are IETF-defined
+
other registries.  Furthermore, DNS and IPv4/IPv6 are IETF-defined
protocols.  Thus we expect the role of the IETF in standards
+
protocols.  Thus we expect the role of the IETF in standards  
development, architectural guidance, and allocation of certain name/
+
development, architectural guidance, and allocation of certain name/  
number parameters to continue.  IP multicast addresses and special-
+
number parameters to continue.  IP multicast addresses and special-  
use DNS names are two examples where close coordination is needed.
+
use DNS names are two examples where close coordination is needed.
 
+
The IETF will continue to coordinate with ICANN, the RIRs, and other  
The IETF will continue to coordinate with ICANN, the RIRs, and other
+
parties that are mutually invested in the continued smooth operation  
parties that are mutually invested in the continued smooth operation
+
of the Internet registries.  We fully understand the need to work  
of the Internet registries.  We fully understand the need to work
+
together.
together.
+
 
 
+
===  5.  The IETF will continue management of the protocol parameter === 
5.  The IETF will continue management of the protocol parameter
+
registry function as an integral component of the IETF standards  
registry function as an integral component of the IETF standards
+
process and the use of resulting protocols.
process and the use of resulting protocols.
+
 
 
+
RFC 6220 specifies the role and function of the protocol parameters
RFC 6220 specifies the role and function of the protocol parameters
+
registry, which is critical to IETF standards processes and IETF  
registry, which is critical to IETF standards processes and IETF
+
protocols.  The IAB, on behalf of the IETF, has the responsibility to
protocols.  The IAB, on behalf of the IETF, has the responsibility to
+
define and manage the relationship with the protocol registry
define and manage the relationship with the protocol registry
+
operator role.  This responsibility includes the selection and
operator role.  This responsibility includes the selection and
+
management of the protocol parameter registry operator, as well as  
management of the protocol parameter registry operator, as well as
+
management of the parameter registration process and the guidelines
management of the parameter registration process and the guidelines
+
for parameter allocation.
for parameter allocation.
+
 
 
+
===  6.  The protocol parameters registries are provided as a public === 
6.  The protocol parameters registries are provided as a public
+
service.
service.
+
 
 
+
Directions for the creation of protocol parameters registries and the  
Directions for the creation of protocol parameters registries and the
+
policies for subsequent additions and updates are specified in RFCs.  
policies for subsequent additions and updates are specified in RFCs.
+
The protocol parameters registries are available to everyone, and
 
+
they are published in a form that allows their contents to be  
The protocol parameters registries are available to everyone, and
+
included in other works without further permission.  These works  
they are published in a form that allows their contents to be
+
include, but are not limited to, implementations of Internet
included in other works without further permission.  These works
+
protocols and their associated documentation.
include, but are not limited to, implementations of Internet
+
 
protocols and their associated documentation.
+
These principles will guide the IAB, IAOC, and the rest of the IETF
 
+
community as they work with ICANN to establish future IANA  
These principles will guide the IAB, IAOC, and the rest of the IETF
+
performance metrics and operational procedures.
community as they work with ICANN to establish future IANA
+
 
performance metrics and operational procedures.
+
  >>> IV Transition Implications  
<pre>
+
 
>>> IV Transition Implications
+
  >>>
>>>
+
  >>> This section should describe what your community views as the
>>> This section should describe what your community views as the
+
  >>> implications of the changes it proposed in Section III. These
>>> implications of the changes it proposed in Section III. These
+
  >>> implications may include some or all of the following, or other  
>>> implications may include some or all of the following, or other
+
  >>> implications specific to your community:  
>>> implications specific to your community:
+
  >>>
 
+
  >>>  o Description of operational requirements to achieve continuity  
>>>
+
  >>> of service and possible new service integration throughout  
>>>  o Description of operational requirements to achieve continuity
+
  >>> the transition.  
>>>   of service and possible new service integration throughout
+
  >>>  o Risks to operational continuity
>>>   the transition.
+
  >>>  o Description of any legal framework requirements in the
 
+
  >>> absence of the NTIA contract
>>>  o Risks to operational continuity
+
  >>>  o Description of how you have tested or evaluated the  
>>>  o Description of any legal framework requirements in the
+
  >>> workability of any new technical or operational methods  
>>>   absence of the NTIA contract
+
  >>> proposed in this document and how they compare to established  
>>>  o Description of how you have tested or evaluated the
+
  >>> arrangements.
>>>   workability of any new technical or operational methods
+
  >>> 
>>>   proposed in this document and how they compare to established
+
 
>>>   arrangements.
+
IETF Response:  
 
+
 
</pre>
+
No structural changes are required.  The principles listed above will
IETF Response:
+
guide IAB, IAOC, and the rest of the IETF community as they work with  
 
+
ICANN to establish future IANA performance metrics and operational
No structural changes are required.  The principles listed above will
+
procedures, as they have in the past.
guide IAB, IAOC, and the rest of the IETF community as they work with
+
 
ICANN to establish future IANA performance metrics and operational
+
As no services are expected to change, no continuity issues are
procedures, as they have in the past.
+
anticipated, and there are no new technical or operational methods  
 
+
proposed by the IETF to test.  The IETF leadership, ICANN, and the
As no services are expected to change, no continuity issues are
+
RIRs maintain an ongoing informal dialog to spot any unforeseen  
anticipated, and there are no new technical or operational methods
+
issues that might arise as a result of other changes.  
proposed by the IETF to test.  The IETF leadership, ICANN, and the
+
 
RIRs maintain an ongoing informal dialog to spot any unforeseen
+
What is necessary as part of transition is the completion of any
issues that might arise as a result of other changes.
+
supplemental agreement(s) necessary to achieve the requirements 
 
+
outlined in our response in Section III of this RFP.  
What is necessary as part of transition is the completion of
+
 
supplemental agreement(s) discussed in the previous section of this
+
  >>>
RFP.
+
  >>> V.  NTIA Requirements
<pre>
+
  >>>
>>>
+
  >>> Additionally, NTIA has established that the transition proposal
>>> V.  NTIA Requirements
+
  >>> must meet the following five requirements:
>>>
+
  >>>
>>> Additionally, NTIA has established that the transition proposal
+
  >>> "Support and enhance the multistakeholder model;"  
>>> must meet the following five requirements:
+
  >>> 
 
+
 
>>>
+
IETF Response:  
>>> "Support and enhance the multistakeholder model;"
+
 
</pre>
+
Everyone is welcome to participate in IETF activities.  The policies
IETF Response:
+
and procedures are outlined in the documents we named above.  In-  
 
+
person attendance is not required for participation, and many people  
Everyone is welcome to participate in IETF activities.  The policies
+
participate in email discussions that have never attended an IETF  
and procedures are outlined in the documents we named above.  In-
+
meeting.  An email account is the only requirement to participate.
person attendance is not required for participation, and many people
+
The IETF makes use of both formal and informal lines of communication  
participate in email discussions that have never attended an IETF
+
to collaborate with other organizations within the multistakeholder  
meeting.  An email account is the only requirement to participate.
+
ecosystem.
 
+
 
The IETF makes use of both formal and informal lines of communication
+
  >>>
to collaborate with other organizations within the multistakeholder
+
  >>> "Maintain the security, stability, and resiliency of the
ecosystem.
+
681  >>>  Internet DNS;"  
<pre>
+
  >>
>>>
+
 
>>> "Maintain the security, stability, and resiliency of the
+
IETF Response:  
>>>  Internet DNS;"
+
 
</pre>
+
No changes are proposed in this document that affect the security,
IETF Response:
+
stability, and resiliency of the DNS.  
 
+
 
The DNS relies on some of the IETF protocol parameters registries.
+
  >>>
 
+
  >>> "Meet the needs and expectation of the global customers and
As the current IANA functions operator, ICANN performs its task very
+
691  >>>  partners of the IANA services;"  
well, usually exceeding the service level agreement metrics.[METRICS]
+
  >>> 
Security, stability, and resiliency of the Internet DNS is best
+
 
protected by maintaining the current service in its current form.
+
IETF Response:  
<pre>
+
 
>>>
+
Implementers and their users from around the world make use of the  
>>> "Meet the needs and expectation of the global customers and
+
IETF standards and the associated IANA protocol parameters  
>>>  partners of the IANA services;"
+
registries.  The current IANA protocol parameters registries system
</pre>
+
is meeting the needs of these global customers.  This proposal
IETF Response:
+
continues to meet their needs by maintaining the existing processes  
 
+
that have served them well in the past.  
Implementers and their users from around the world make use of the
+
 
IETF standards and the associated IANA protocol parameters
+
  >>>
registries.  The current IANA protocol parameters registries system
+
 
is meeting the needs of these global customers.  This proposal
+
  >>>
continues to meet their needs by maintaining the existing processes
+
  >>> "Maintain the openness of the Internet."  
that have served them well in the past.
+
  >>> 
<pre>
+
 
>>>
+
IETF Response:  
>>>
+
 
>>> "Maintain the openness of the Internet."
+
This proposal maintains the existing open framework that allows
</pre>
+
anyone to participate in the development of IETF standards, including  
IETF Response:
+
the IANA protocol parameters registries policies.  Further, an
 
+
implementer anywhere in the world has full access to the protocol
 
+
specification published in the RFC series and the protocol parameters  
This proposal maintains the existing open framework that allows
+
registries published at iana.org.  Those who require assignments in  
anyone to participate in the development of IETF standards, including
+
the IANA protocol registries will continue to be able to do so, as
the IANA protocol parameters registries policies.  Further, an
+
specified by the existing policies for those registries.  
implementer anywhere in the world has full access to the protocol
+
 
specification published in the RFC series and the protocol parameters
+
  >>>
registries published at iana.org.  Those who require assignments in
+
  >>> VI.  Community Process
the IANA protocol registries will continue to be able to do so, as
+
  >>>
specified by the existing policies for those registries.
+
  >>> This section should describe the process your community used for
<pre>
+
  >>> developing this proposal, including:
>>>
+
  >>>
>>> VI.  Community Process
+
  >>> o The steps that were taken to develop the proposal and to
>>>
+
  >>> determine consensus.
>>> This section should describe the process your community used for
+
  >>> 
>>> developing this proposal, including:
+
 
 
+
IETF Response:  
>>>
+
 
>>> o The steps that were taken to develop the proposal and to
+
The IESG established the IANAPLAN working group to develop this  
>>>   determine consensus.
+
response.  Anyone was welcome to join the discussion and participate
 
+
in the development of this response.  An open mailing list
</pre>
+
: (ianaplan@ietf.org) was associated with the working group.  In
IETF Response:
+
addition, IETF's IANA practices have been discussed in the broader  
 
+
community, and all input is welcome.  
The IESG established the IANAPLAN working group to develop this
+
 
response.  Anyone was welcome to join the discussion and participate
+
  >>>
in the development of this response.  An open mailing list
+
  >>> Links to announcements, agendas, mailing lists, consultations and
(ianaplan@ietf.org) was associated with the working group.  In
+
  >>> meeting proceedings.
addition, IETF's IANA practices have been discussed in the broader
+
  >>> 
community, and all input is welcome.
+
 
<pre>
+
IETF Response:  
>>>
+
 
>>> Links to announcements, agendas, mailing lists, consultations and
+
The following list is not exhaustive, as there have been many open  
>>> meeting proceedings.
+
discussions about this transition within the IETF community in the  
 
+
past few months.
</pre>
+
 
IETF Response: [xxx to be completed in more detail]
+
Creation of an open mailing list to discuss the transition:  http://w  
The following list is not exhaustive, as there have been many open
+
ww.ietf.org/mail-archive/web/ietf-announce/current/msg12978.html  
discussions about this transition within the IETF community in the
+
 
past few months.
+
Announcement of a public session on the transition:  http://  
 
+
www.ietf.org/mail-archive/web/ietf-announce/current/msg13028.html  
Creation of an open mailing list to discuss the transition:  http://w
+
 
ww.ietf.org/mail-archive/web/ietf-announce/current/msg12978.html
+
Announcement by the IESG of the intent to form a working group:  
Announcement of a public session on the transition:  http://
+
http://www.ietf.org/mail-archive/web/ietf-announce/current/  
www.ietf.org/mail-archive/web/ietf-announce/current/msg13028.html
+
msg13170.html  
Announcement by the IESG of the intent to form a working group:
+
 
 
+
The working group discussion  http://www.ietf.org/mail-archive/web/
http://www.ietf.org/mail-archive/web/ietf-announce/current/
+
ianaplan/current/maillist.html
msg13170.html
+
 
<pre>
+
Working group last call  http://www.ietf.org/mail-archive/web/
>>>
+
ianaplan/current/msg00760.html
>>> An assessment of the level of consensus behind your community's
+
 
>>> proposal, including a description of areas of contention or
+
  >>>
>>> disagreement.
+
  >>> An assessment of the level of consensus behind your community's
 
+
  >>> proposal, including a description of areas of contention or  
</pre>
+
  >>> disagreement.  
IETF Response: To be completed as the process progresses.
+
  >>> 
 
+
 
== 3.  IANA Considerations ==
+
IETF Response: To be completed as the process progresses.
This memo is a response a request for proposals.  No parameter
+
 
allocations or changes are sought.
+
== 3.  IANA Considerations ==
 
+
 
== 4.  Security Considerations ==
+
This memo is a response a request for proposals.  No parameter  
While the IANA framework has shown strong resiliency, the IETF will
+
allocations or changes are sought.
continue to work with all relevant parties to facilitate improvements
+
 
in our standards.
+
== 4.  Security Considerations ==
 
+
 
== 5.  Acknowledgments ==
+
While the agreement, supplements, policies, and procedures around the 
This document does not define new processes, and so it seems we
+
IANA function have shown strong resiliency, the IETF will continue to
acknowledge all of the preceding IAB members and members of the
+
work with all relevant parties to facilitate improvements while 
community who developed the processes that we describe.  The initial
+
maintaining availability of the IANA registries.  
version of this document was developed collaboratively through both
+
 
the IAB IANA Strategy Program and the IETF IANAPLAN WG.  Particular
+
== 5.  IAB Note  == 
thanks go to Jari Arkko, John Klensin, Andrei Robachevsky, Andrew
+
 
Sullivan, Leslie Daigle, Marc Blanchet, Barry Leiba, Brian Carpenter,
+
This section to be filled in by the IAB. 
Greg Wood, John Curran, Milton Mueller, Alissa Cooper, Andrei
+
 
Robachevsky, Miles Fidelman, and Richard Hill.
+
== 6.  Acknowledgments ==
 
+
This document describes processes that have been developed by many
== 6.  Informative References ==
+
members of the community over many years.  The initial version of  
[METRICS]  , "Performance Standards Metrics Report", ,
+
this document was developed collaboratively through both the IAB IANA  
<http://www.iana.org/performance/metrics>.
+
Strategy Program and the IETF IANAPLAN WG.  Particular thanks go to  
 
+
Jari Arkko, John Klensin, Andrei Robachevsky, Andrew Sullivan, Leslie
[MOUSUP]   , "Supplements to RFC 2860 (the Memorandum of
+
Daigle, Marc Blanchet, Barry Leiba, Brian Carpenter, Greg Wood, John  
Understanding between the IETF and ICANN)", ,
+
Curran, Milton Mueller, Alissa Cooper, Andrei Robachevsky, and  
<http://iaoc.ietf.org/contracts.html>.
+
Suzanne Woolf.  
 
+
 
[NTIA-Contract]
+
== 7.  Informative References ==
, "The NTIA Contract with ICANN", , <http://www.ntia.doc.gov/files/ntia/publications/sf_26_pg_1-2-final_award_and_sacs.pdf>.
+
 
 
+
[I-D.leiba-cotton-iana-5226bis] 
[RFC-INDEX]
+
Cotton, M., Leiba, B., and T. Narten, "Guidelines for
RFC Editor, , "Index of all Requests for Comments", RFC
+
804 Writing an IANA Considerations Section in RFCs," draft-
Index, August 2014.
+
leiba-cotton-iana-5226bis-11 (work in progress), November
 
+
2014.
 +
 
 +
[METRICS]  , "Performance Standards Metrics Report," ,
 +
<http://www.iana.org/performance/metrics>.  
 +
 
 +
[MOUSUP] , "Supplements to RFC 2860 (the Memorandum of
 +
812 Understanding between the IETF and ICANN)," ,  
 +
<http://iaoc.ietf.org/contracts.html>.  
 +
 
 +
[NTIA-Contract]
 +
, "The NTIA Contract with ICANN," , <http://
 +
www.ntia.doc.gov/files/ntia/publications/  
 +
sf_26_pg_1-2-final_award_and_sacs.pdf>.  
 +
 
 +
[RFC-INDEX]
 +
RFC Editor, , "Index of all Requests for Comments," RFC  
 +
Index, August 2014.  
 +
 
 
[RFC2026]  Bradner, S., "The Internet Standards Process -- Revision
 
[RFC2026]  Bradner, S., "The Internet Standards Process -- Revision
3", BCP 9, RFC 2026, October 1996.
+
825 3," BCP 9 RFC 2026 October 1996.
 
+
 
 
[RFC2418]  Bradner, S., "IETF Working Group Guidelines and
 
[RFC2418]  Bradner, S., "IETF Working Group Guidelines and
Procedures", BCP 25, RFC 2418, September 1998.
+
828 Procedures," BCP 25 RFC 2418 September 1998.
 
+
 
 
[RFC2850]  Internet Architecture Board and B. Carpenter, "Charter of
 
[RFC2850]  Internet Architecture Board and B. Carpenter, "Charter of
the Internet Architecture Board (IAB)", BCP 39, RFC 2850,
+
831 the Internet Architecture Board (IAB)," BCP 39 RFC 2850
May 2000.
+
May 2000.
 
+
 
 
[RFC2860]  Carpenter, B., Baker, F., and M. Roberts, "Memorandum of
 
[RFC2860]  Carpenter, B., Baker, F., and M. Roberts, "Memorandum of
Understanding Concerning the Technical Work of the
+
835 Understanding Concerning the Technical Work of the
Internet Assigned Numbers Authority", RFC 2860, June 2000.
+
836 Internet Assigned Numbers Authority," RFC 2860 June 2000.
 
+
 
 +
[RFC2870]  Bush, R., Karrenberg, D., Kosters, M., and R. Plzak, "Root
 +
839 Name Server Operational Requirements," BCP 40 RFC 2870
 +
June 2000.
 +
 
 
[RFC3172]  Huston, G., "Management Guidelines & Operational
 
[RFC3172]  Huston, G., "Management Guidelines & Operational
Requirements for the Address and Routing Parameter Area
+
843 Requirements for the Address and Routing Parameter Area
Domain ("arpa")", BCP 52, RFC 3172, September 2001.
+
844 Domain (arpa"")""," BCP 52 RFC 3172 September 2001.
 
+
 
 
[RFC3307]  Haberman, B., "Allocation Guidelines for IPv6 Multicast
 
[RFC3307]  Haberman, B., "Allocation Guidelines for IPv6 Multicast
Addresses", RFC 3307, August 2002.
+
847 Addresses," RFC 3307 August 2002.
 
+
 
[RFC3595]  Wijnen, B., "Textual Conventions for IPv6 Flow Label", RFC
+
[RFC3595]  Wijnen, B., "Textual Conventions for IPv6 Flow Label," RFC  
3595, September 2003.
+
3595 September 2003.  
 
+
 
 
[RFC3777]  Galvin, J., "IAB and IESG Selection, Confirmation, and
 
[RFC3777]  Galvin, J., "IAB and IESG Selection, Confirmation, and
Recall Process: Operation of the Nominating and Recall
+
853 Recall Process: Operation of the Nominating and Recall
Committees", BCP 10, RFC 3777, June 2004.
+
854 Committees," BCP 10 RFC 3777 June 2004.
 
+
 
 
[RFC4071]  Austein, R. and B. Wijnen, "Structure of the IETF
 
[RFC4071]  Austein, R. and B. Wijnen, "Structure of the IETF
Administrative Support Activity (IASA)", BCP 101, RFC
+
857 Administrative Support Activity (IASA)," BCP 101 RFC
4071, April 2005.
+
4071 April 2005.  
 
+
 
 
[RFC4193]  Hinden, R. and B. Haberman, "Unique Local IPv6 Unicast
 
[RFC4193]  Hinden, R. and B. Haberman, "Unique Local IPv6 Unicast
Addresses", RFC 4193, October 2005.
+
861 Addresses," RFC 4193 October 2005.  
 
+
 
 
[RFC5226]  Narten, T. and H. Alvestrand, "Guidelines for Writing an
 
[RFC5226]  Narten, T. and H. Alvestrand, "Guidelines for Writing an
IANA Considerations Section in RFCs", BCP 26, RFC 5226,
+
864 IANA Considerations Section in RFCs," BCP 26 RFC 5226  
May 2008.
+
May 2008.
 
+
 
 
[RFC5771]  Cotton, M., Vegoda, L., and D. Meyer, "IANA Guidelines for
 
[RFC5771]  Cotton, M., Vegoda, L., and D. Meyer, "IANA Guidelines for
IPv4 Multicast Address Assignments", BCP 51, RFC 5771,
+
868 IPv4 Multicast Address Assignments," BCP 51 RFC 5771  
March 2010.
+
March 2010.
 
+
 
[RFC6220]  McPherson, D., Kolkman, O., Klensin, J., Huston, G.,
+
[RFC6220]  McPherson, D., Kolkman, O., Klensin, J., Huston, G.,  
 
Internet Architecture Board, "Defining the Role and
 
Internet Architecture Board, "Defining the Role and
Function of IETF Protocol Parameter Registry Operators",
+
873 Function of IETF Protocol Parameter Registry Operators,
RFC 6220, April 2011.
+
RFC 6220 April 2011.
 
+
 
[RFC6761]  Cheshire, S. and M. Krochmal, "Special-Use Domain Names",
+
[RFC6761]  Cheshire, S. and M. Krochmal, "Special-Use Domain Names,"
RFC 6761, February 2013.
+
RFC 6761 February 2013.
 
+
 
 
[RFC6793]  Vohra, Q. and E. Chen, "BGP Support for Four-Octet
 
[RFC6793]  Vohra, Q. and E. Chen, "BGP Support for Four-Octet
Autonomous System (AS) Number Space", RFC 6793, December
+
880 Autonomous System (AS) Number Space," RFC 6793 December
2012.
+
2012.  
 
+
 
[RFC6852]  Housley, R., Mills, S., Jaffe, J., Aboba, B., and L. St.
+
[RFC6852]  Housley, R., Mills, S., Jaffe, J., Aboba, B., and L. St.
Amour, "Affirmation of the Modern Paradigm for Standards",
+
Amour, "Affirmation of the Modern Paradigm for Standards,
RFC 6852, January 2013.
+
RFC 6852 January 2013.
 
+
 
[RFC6890]  Cotton, M., Vegoda, L., Bonica, R., and B. Haberman,
+
[RFC6890]  Cotton, M., Vegoda, L., Bonica, R., and B. Haberman,
"Special-Purpose IP Address Registries", BCP 153, RFC
+
"Special-Purpose IP Address Registries," BCP 153 RFC
6890, April 2013.
+
6890 April 2013.  
 
+
 
 
[RFC7020]  Housley, R., Curran, J., Huston, G., and D. Conrad, "The
 
[RFC7020]  Housley, R., Curran, J., Huston, G., and D. Conrad, "The
Internet Numbers Registry System", RFC 7020, August 2013.
+
892 Internet Numbers Registry System," RFC 7020 August 2013.  
 
+
 
[RFC7249]  Housley, R., "Internet Numbers Registries", RFC 7249, May
+
[RFC7249]  Housley, R., "Internet Numbers Registries," RFC 7249 May  
2014.
+
2014.  
 
+
 
[RFC7282]  Resnick, P., "On Consensus and Humming in the IETF", RFC
+
[RFC7282]  Resnick, P., "On Consensus and Humming in the IETF," RFC  
7282, June 2014.
+
7282 June 2014.  
 
+
 
== NOTE: This section to be removed by RFC Editor at publication. ==
+
== Appendix A.  Changes  == 
 
+
 
* A better description special registries and BGP ASNs.  
+
NOTE: This section to be removed by RFC Editor at publication.
* Clarity on how the address space and ASNs are delegated.  
+
 
* Many editorials corrected.  
+
== A.1.  Changes from -5 to -6 == 
* Mention of the annual review as part of the SLAs.  
+
 
* Change about how overlap is presented.  
+
o  Inclusion of agreed substantial comments from the AD.
* A number of small wording changes based on feedback.  
+
 
* Front matter greatly reduced.  
+
o  Editorial changes.
* Appendices with charter and RFP added.  
+
 
* Jurisdiction text changed.  
+
== A.2.  Changes from -4 to -5 == 
* Proposed changes include supplemental agreement(s) to address jurisdiction, dispute resolution, and IPR, including names and marks.  
+
 
* Transition implications slightly modified to reference supplemental agreement.  
+
o  Change to simpler text for answer about stability and security.
 
+
 
= Charter for the IANA Stewardship Transition Coordination Group V.10 (August 27, 2014) =
+
o  Mention of RFC 5226bis.
 
+
 
The IANA stewardship transition coordination group (ICG) has one
+
== A.3.  Changes from -3 to -4 == 
deliverable: a proposal to the U.S.  Commerce Department National
+
 
Telecommunications and Information Administration (NTIA) regarding
+
o  Additional text regarding what is needed in Section III. 
the transition of NTIA's stewardship of the IANA functions to the
+
 
global multi-stakeholder community.  The group will conduct itself
+
o  Appropriate language modifications in section IV to match the 
transparently, consult with a broad range of stakeholders, and ensure
+
above changes in III. 
that its proposals support the security and stability of the IANA
+
 
functions.
+
o  Acknowledgments edits.
 
+
 
The group's mission is to coordinate the development of a proposal
+
== A.4.  Changes from -2 to -3 == 
among the communities affected by the IANA functions.  The IANA
+
 
functions are divided into three main categories: domain names,
+
o  Terminology consistency.
number resources, and other protocol parameters.  The domain names
+
 
category falls further into the country code and generic domain name
+
o  Add IAB section. 
sub-categories.  While there is some overlap among all of these
+
 
categories, each poses distinct organizational, operational and
+
o  Changes based on WG discussion on what we prefer as part of the 
technical issues, and each tends to have distinct communities of
+
transition regarding IPR.
interest and expertise.  For those reasons it is best to have work on
+
 
the three categories of IANA parameters proceed autonomously in
+
o  Add discussion about .ARPA domain. 
parallel and be based in the respective communities.
+
 
 
+
o  Elaboration of what registries are involved.
The IANA stewardship transition process is taking place alongside a
+
 
parallel and related process on enhancing ICANN accountability.
+
o  Additional text around coordination with ICANN.
 
+
 
While maintaining the accountability of Internet identifier
+
o  Working groups can adopt items within their charters.
governance is central to both processes, this group's scope is
+
 
focused on the arrangements required for the continuance of IANA
+
o  IAB appointments generally last two years.
functions in an accountable and widely accepted manner after the
+
 
expiry of the NTIA-ICANN contract.  Nevertheless, the two processes
+
o  Add mention of the Trust. 
are interrelated and interdependent and should appropriately
+
 
coordinate their work.
+
o  Security Considerations update. 
 
+
 
The coordination group has four main tasks:
+
== A.5.  Changes from -1 to -2 == 
 
+
 
(i) Act as liaison to all interested parties, including the three
+
o A better description special registries and BGP ASNs.  
"operational communities" (i.e., those with direct operational
+
 
or service relationship with IANA; namely names, numbers,
+
o Clarity on how the address space and ASNs are delegated.  
protocol parameters). This task consists of:
+
 
 
+
o Many editorials corrected.
:a. Soliciting proposals from the operational communities
+
 
:b. Soliciting the input of the broad group of communities affected by the IANA functions
+
o Mention of the annual review as part of the SLAs.  
 
+
 
(ii) Assess the outputs of the three operational communities for
+
o Change about how overlap is presented.  
compatibility and interoperability
+
 
 
+
o A number of small wording changes based on feedback.
(iii) Assemble a complete proposal for the transition
+
 
 
+
== A.6.  Changes from 0 to -1 == 
(iv) Information sharing and public communication
+
 
 
+
o Front matter greatly reduced.  
== Describing each in more detail: ==
+
 
 
+
o Appendices with charter and RFP added.  
===(i) Liaison===
+
 
 
+
o Jurisdiction text changed.
====a. Solicit proposals====
+
 
 
+
o Proposed changes include supplemental agreement(s) to address
The ICG expects a plan from the country code and generic name
+
jurisdiction, dispute resolution, and IPR, including names and
communities (possibly a joint one), a plan from the numbers
+
marks.  
community, and a plan from the protocol parameters community.
+
 
 
+
o Transition implications slightly modified to reference  
Members of the ICG will ensure that the communities from which they
+
supplemental agreement.
are drawn are working on their part of the transition plans.  This
+
 
involves informing them of requirements and schedules, tracking
+
== Appendix B.  The Charter of the IANA Stewardship Coordination Group (ICG  == 
progress, and highlighting the results or remaining issues.  The role
+
 
of a coordination group member during this phase is to provide status
+
Charter for the IANA Stewardship Transition Coordination Group V.10
updates about the progress of his or her community in developing
+
 
their component, and to coordinate which community will develop a
+
: (August 27 2014)
transition proposal for each area of overlap (e.g., special-use
+
The IANA stewardship transition coordination group (ICG) has one
registry).
+
deliverable: a proposal to the U.S.  Commerce Department National  
 
+
Telecommunications and Information Administration (NTIA) regarding  
While working on the development of their proposals, the operational
+
the transition of NTIA's stewardship of the IANA functions to the
communities are expected to address common requirements and issues
+
global multi-stakeholder community.  The group will conduct itself
relating to the transition, in as far as they affect their parts of
+
transparently, consult with a broad range of stakeholders, and ensure  
the stewardship of IANA functions.
+
that its proposals support the security and stability of the IANA
 
+
functions.
====b.  Solicit broader input====
+
 
 
+
The group's mission is to coordinate the development of a proposal
The ICG is open for input and feedback from all interested parties.
+
among the communities affected by the IANA functions.  The IANA
 
+
functions are divided into three main categories: domain names,
While no set of formal requirements related to a transition proposal
+
number resources, and other protocol parameters.  The domain names  
will be requested outside the operational communities, everyone's
+
category falls further into the country code and generic domain name
input is welcome across all topics.
+
sub-categories.  While there is some overlap among all of these
 
+
categories, each poses distinct organizational, operational and
The ICG expects that all interested parties get involved as early as
+
technical issues, and each tends to have distinct communities of  
possible in the relevant community processes.  Input received
+
interest and expertise.  For those reasons it is best to have work on  
directly by the ICG may be referred to the relevant community
+
the three categories of IANA parameters proceed autonomously in
discussion.
+
parallel and be based in the respective communities.  
 
+
 
The ICG members chosen from a particular community are the official
+
The IANA stewardship transition process is taking place alongside a  
communication channel between the ICG and that community.
+
parallel and related process on enhancing ICANN accountability.  
 
+
While maintaining the accountability of Internet identifier
===(ii) Assessment===
+
governance is central to both processes, this group's scope is  
 
+
focused on the arrangements required for the continuance of IANA  
When the group receives output from the communities it will discuss
+
functions in an accountable and widely accepted manner after the  
and assess their compatibility and interoperability with the
+
expiry of the NTIA-ICANN contract.  Nevertheless, the two processes  
proposals of the other communities.  Each proposal should be
+
are interrelated and interdependent and should appropriately
submitted with a clear record of how consensus has been reached for
+
coordinate their work.
the proposal in the community, and provide an analysis that shows the
+
 
proposal is in practice workable.  The ICG should also compile the
+
The coordination group has four main tasks:
input it has received beyond the operational communities, and review
+
: (i) Act as liaison to all interested parties, including the three
the impacts of this input.
+
"operational communities" (i.e., those with direct operational  
 
+
or service relationship with IANA; namely names, numbers,  
The ICG might at some point detect problems with the component
+
protocol parameters). This task consists of:  
proposals.  At that point the role of the ICG is to communicate that
+
a. Soliciting proposals from the operational communities  
back to the relevant communities so that they (the relevant
+
b. Soliciting the input of the broad group of communities
communities) can address the issues.  It is not in the role of the
+
affected by the IANA functions
ICG to develop proposals or to select from among competing proposals.
+
: (ii) Assess the outputs of the three operational communities for  
 
+
compatibility and interoperability  
===(iii) Assembling and submitting a complete proposal===
+
: (iii) Assemble a complete proposal for the transition  
 
+
: (iv) Information sharing and public communication  
The assembly effort involves taking the proposals for the different
+
Describing each in more detail:
components and verifying that the whole fulfills the intended scope,
+
(i) Liaison
meets the intended criteria, that there are no missing parts, and
+
a. Solicit proposals  
that the whole fits together.  The whole also needs to include
+
 
sufficient independent accountability mechanisms for running the IANA
+
The ICG expects a plan from the country code and generic name  
function.  The ICG will then develop a draft final proposal that
+
communities (possibly a joint one), a plan from the numbers  
achieves rough consensus within the ICG itself.  The ICG will then
+
community, and a plan from the protocol parameters community.
put this proposal up for public comment involving a reasonable period
+
Members of the ICG will ensure that the communities from which they  
of time for reviewing the draft proposal, analyzing and preparing
+
are drawn are working on their part of the transition plans.  This
supportive or critical comments.  The ICG will then review these
+
involves informing them of requirements and schedules, tracking  
comments and determine whether modifications are required.  If no
+
progress, and highlighting the results or remaining issues.  The role
modifications are needed, and the coordination group agrees, the
+
of a coordination group member during this phase is to provide status  
proposal will be submitted to NTIA.
+
updates about the progress of his or her community in developing
 
+
their component, and to coordinate which community will develop a  
If changes are required to fix problems or to achieve broader
+
transition proposal for each area of overlap (e.g., special-use
support, the ICG will work with the operational communities in a
+
registry).
manner similar to what was described in task (ii) above.  Updates are
+
 
subject to the same verification, review, and consensus processes as
+
While working on the development of their proposals, the operational  
the initial proposals.  If, in the ICG's opinion, broad public
+
communities are expected to address common requirements and issues
support for the proposal as articulated by the NTIA is not present,
+
relating to the transition, in as far as they affect their parts of
the parts of the proposal that are not supported return to the
+
the stewardship of IANA functions.
liaison phase.
+
 
 
+
b.  Solicit broader input
===(iv) Information sharing===
+
 
 
+
The ICG is open for input and feedback from all interested parties.  
The ICG serves as a central clearinghouse for public information
+
While no set of formal requirements related to a transition proposal
about the IANA stewardship transition process.  Its secretariat
+
will be requested outside the operational communities, everyone's  
maintains an independent, publicly accessible and open website, under
+
input is welcome across all topics.  
its own domain, where status updates, meetings and notices are
+
 
announced, proposals are stored, the ICG members are listed, etc.  As
+
The ICG expects that all interested parties get involved as early as  
the development of the transition plans will take some time, it is
+
possible in the relevant community processes.  Input received
important that information about ongoing work is distributed early
+
directly by the ICG may be referred to the relevant community
and continuously.  This will enable sharing of ideas and the
+
discussion.
detection of potential issues.
+
 
 
+
The ICG members chosen from a particular community are the official
=Proposals=
+
communication channel between the ICG and that community.  
 
+
 
IANA Stewardship Transition Coordination Group Request for Proposals
+
: (ii) Assessment  
8 September 2014
+
 
 
+
When the group receives output from the communities it will discuss
==Introduction==
+
and assess their compatibility and interoperability with the  
 
+
proposals of the other communities.  Each proposal should be  
Under the IANA1 Stewardship Transition Coordination Group (ICG)
+
submitted with a clear record of how consensus has been reached for  
Charter,2 the ICG has four main tasks:
+
the proposal in the community, and provide an analysis that shows the  
 
+
proposal is in practice workable.  The ICG should also compile the  
(i) Act as liaison to all interested parties in the IANA
+
input it has received beyond the operational communities, and review  
 +
the impacts of this input.
 +
 
 +
The ICG might at some point detect problems with the component
 +
proposals.  At that point the role of the ICG is to communicate that  
 +
back to the relevant communities so that they (the relevant  
 +
communities) can address the issues.  It is not in the role of the  
 +
ICG to develop proposals or to select from among competing proposals.
 +
 
 +
: (iii) Assembling and submitting a complete proposal
 +
 
 +
The assembly effort involves taking the proposals for the different  
 +
components and verifying that the whole fulfills the intended scope,  
 +
meets the intended criteria, that there are no missing parts, and
 +
that the whole fits together.  The whole also needs to include  
 +
sufficient independent accountability mechanisms for running the IANA  
 +
function.  The ICG will then develop a draft final proposal that  
 +
achieves rough consensus within the ICG itself.  The ICG will then  
 +
put this proposal up for public comment involving a reasonable period
 +
of time for reviewing the draft proposal, analyzing and preparing  
 +
supportive or critical comments.  The ICG will then review these
 +
comments and determine whether modifications are required.  If no  
 +
modifications are needed, and the coordination group agrees, the
 +
proposal will be submitted to NTIA.  
 +
 
 +
If changes are required to fix problems or to achieve broader
 +
support, the ICG will work with the operational communities in a
 +
manner similar to what was described in task (ii) above.  Updates are
 +
subject to the same verification, review, and consensus processes as  
 +
the initial proposals.  If, in the ICG's opinion, broad public
 +
support for the proposal as articulated by the NTIA is not present,  
 +
the parts of the proposal that are not supported return to the  
 +
liaison phase.  
 +
 
 +
: (iv) Information sharing
 +
 
 +
The ICG serves as a central clearinghouse for public information  
 +
about the IANA stewardship transition process.  Its secretariat
 +
maintains an independent, publicly accessible and open website, under
 +
its own domain, where status updates, meetings and notices are  
 +
announced, proposals are stored, the ICG members are listed, etc.  As  
 +
the development of the transition plans will take some time, it is  
 +
important that information about ongoing work is distributed early
 +
and continuously.  This will enable sharing of ideas and the
 +
detection of potential issues.  
 +
 
 +
== Appendix C.  IANA Stewardship Transition Coordination Group Request for  == 
 +
Proposals 
 +
 
 +
IANA Stewardship Transition Coordination Group Request for Proposals  
 +
8 September 2014
 +
 
 +
Introduction
 +
 
 +
Under the IANA1 Stewardship Transition Coordination Group (ICG)  
 +
Charter,2 the ICG has four main tasks:
 +
 
 +
: (i) Act as liaison to all interested parties in the IANA
 
stewardship transition, including the three "operational
 
stewardship transition, including the three "operational
communities" (i.e., those with direct operational or service
+
1129  communities" (i.e., those with direct operational or service
relationships with the IANA functions operator; namely names,
+
relationships with the IANA functions operator; namely names,  
numbers, protocol parameters). This task consists of: &#8232;
+
numbers, protocol parameters). This task consists of: &#8232;  
 
+
 
:a. Soliciting proposals from the operational communities
+
a. Soliciting proposals from the operational communities  
:b. Soliciting the input of the broad group of communities affected by the&#8232;IANA functions
+
b. Soliciting the input of the broad group of communities
 
+
affected by the&#8232;IANA functions  
(ii) Assess the outputs of the three operational communities for
+
 
compatibility and interoperability (iii) Assemble a complete
+
: (ii) Assess the outputs of the three operational communities for  
proposal for the transition
+
compatibility and interoperability (iii) Assemble a complete  
 
+
proposal for the transition
(iv) Information sharing and public communication
+
 
This Request for Proposals (RFP) addresses task (i) of the ICG
+
: (iv) Information sharing and public communication  
Charter. This RFP does not preclude any form of input from the
+
 
non-operational communities.
+
This Request for Proposals (RFP) addresses task (i) of the ICG
 
+
Charter. This RFP does not preclude any form of input from the  
==0. Complete Formal Responses==
+
non-operational communities.  
 
+
 
The IANA Stewardship Transition Coordination Group (ICG) seeks
+
==0. Complete Formal Responses ==
complete formal responses to this RFP through processes which are to
+
 
be convened by each of the "operational communities" of IANA (i.e.,
+
The IANA Stewardship Transition Coordination Group (ICG) seeks  
those with direct operational or service relationships with the IANA
+
complete formal responses to this RFP through processes which are to
functions operator, in connection with names, numbers, or protocol
+
be convened by each of the "operational communities" of IANA (i.e.,  
parameters).
+
those with direct operational or service relationships with the IANA  
 
+
functions operator, in connection with names, numbers, or protocol
Proposals should be supported by the broad range of stakeholders
+
parameters).
participating in the proposal development process. Proposals should
+
 
be developed through a transparent process that is open to and
+
Proposals should be supported by the broad range of stakeholders  
inclusive of all stakeholders interested in participating in the
+
participating in the proposal development process. Proposals should  
development of the proposal. In order to help the ICG maintain its
+
be developed through a transparent process that is open to and
light coordination role, all interested and affected parties are
+
inclusive of all stakeholders interested in participating in the
strongly encouraged to participate directly in these community
+
development of the proposal. In order to help the ICG maintain its  
processes.
+
light coordination role, all interested and affected parties are
 
+
strongly encouraged to participate directly in these community  
The following link provides information about ongoing community
+
processes.
processes and how to participate in them, and that will continue to
+
 
be updated over time:
+
The following link provides information about ongoing community  
 
+
processes and how to participate in them, and that will continue to  
https://www.icann.org/en/stewardship/community
+
be updated over time:  
 
+
 
In this RFP, "IANA" refers to the functions currently specified in
+
https://www.icann.org/en/stewardship/community
the agreement between NTIA and ICANN
+
 
 
+
In this RFP, IANA refers to the functions currently specified in
[http://www.ntia.doc.gov/page/iana-functions-purchase-order] as well
+
the agreement between NTIA and ICANN  
as any other functions traditionally performed by the IANA functions
+
[http://www.ntia.doc.gov/page/iana-functions-purchase-order] as well
operator. SAC-067
+
as any other functions traditionally performed by the IANA functions  
 
+
operator. SAC-067  
[https://www.icann.org/en/system/files/files/sac-067-en.pdf]
+
 
provides one description of the many different meanings of the term
+
[https://www.icann.org/en/system/files/files/sac-067-en.pdf]
"IANA" and may be useful reading in addition to the documents
+
provides one description of the many different meanings of the term
constituting the agreement itself.
+
IANA and may be useful reading in addition to the documents
 
+
constituting the agreement itself.  
Communities are asked to adhere to open and inclusive processes in
+
 
developing their responses, so that all community members may fully
+
Communities are asked to adhere to open and inclusive processes in
participate in and observe those processes. Communities are also
+
developing their responses, so that all community members may fully  
asked to actively seek out and encourage wider participation by any
+
participate in and observe those processes. Communities are also
other parties with interest in their response.
+
asked to actively seek out and encourage wider participation by any
 
+
other parties with interest in their response.
A major challenge of the ICG will be to identify and help to
+
 
reconcile differences between submitted proposals, in order to
+
===  A major challenge of the ICG will be to identify and help to === 
produce a single plan for the transition of IANA
+
reconcile differences between submitted proposals, in order to  
stewardship. Submitted Proposals should therefore focus on those
+
produce a single plan for the transition of IANA
elements that are considered to be truly essential to the transition
+
stewardship. Submitted Proposals should therefore focus on those  
of their specific IANA functions.  The target deadline for all
+
elements that are considered to be truly essential to the transition
complete formal responses to this RFP is 15 January 2015.
+
of their specific IANA functions.  The target deadline for all
 
+
complete formal responses to this RFP is 15 January 2015.  
==I. Comments==
+
 
 
+
I. Comments  
While the ICG is requesting complete formal proposals through
+
 
processes convened by each of the operational communities, and that
+
While the ICG is requesting complete formal proposals through
all interested parties get involved as early as possible in the
+
processes convened by each of the operational communities, and that  
relevant community processes, some parties may choose to provide
+
all interested parties get involved as early as possible in the
comments directly to the ICG about specific aspects of particular
+
relevant community processes, some parties may choose to provide
proposals, about the community processes, or about the ICG's own
+
comments directly to the ICG about specific aspects of particular  
processes. Comments may be directly submitted to the ICG any time
+
proposals, about the community processes, or about the ICG's own  
via email to icg-forum@icann.org. Comments will be publicly archived
+
processes. Comments may be directly submitted to the ICG any time
at <http://forum.icann.org/lists/icg-forum/>.
+
via email to icg-forum@icann.org. Comments will be publicly archived
 
+
at <http://forum.icann.org/lists/icg-forum/>.  
Commenters should be aware that ICG will direct comments received to
+
 
the relevant operational communities if appropriate. The ICG will
+
Commenters should be aware that ICG will direct comments received to
review comments received as time and resources permit and in
+
the relevant operational communities if appropriate. The ICG will
accordance with the overall timeline for the transition. That is,
+
review comments received as time and resources permit and in  
comments received about specific proposals may not be reviewed until
+
accordance with the overall timeline for the transition. That is,  
those proposals have been submitted to the ICG. The ICG may
+
comments received about specific proposals may not be reviewed until  
establish defined public comment periods about specific topics in
+
those proposals have been submitted to the ICG. The ICG may
the future, after the complete formal responses to the RFP have been
+
establish defined public comment periods about specific topics in
received.
+
the future, after the complete formal responses to the RFP have been  
 
+
received.
===Required Proposal Elements===
+
 
 
+
Required Proposal Elements
The ICG encourages each community to submit a single proposal that
+
 
contains the elements described in this section.
+
The ICG encourages each community to submit a single proposal that
 
+
contains the elements described in this section.
Communities are requested to describe the elements delineated in the
+
 
sections below in as much detail possible, and according to the
+
Communities are requested to describe the elements delineated in the  
suggested format/structure, to allow the ICG to more easily
+
sections below in as much detail possible, and according to the
assimilate the results. While each question is narrowly defined to
+
suggested format/structure, to allow the ICG to more easily
allow for comparison between answers, respondents are encouraged to
+
assimilate the results. While each question is narrowly defined to  
provide further information in explanatory sections, including
+
allow for comparison between answers, respondents are encouraged to
descriptive summaries of policies/practices and associated
+
provide further information in explanatory sections, including
references to source documents of specific policies/practices. In
+
descriptive summaries of policies/practices and associated  
this way, the responses to the questionnaire will be useful at the
+
references to source documents of specific policies/practices. In  
operational level as well as to the broader stakeholder communities.
+
this way, the responses to the questionnaire will be useful at the  
 
+
operational level as well as to the broader stakeholder communities.  
In the interest of completeness and consistency, proposals should
+
 
cross-reference wherever appropriate the current IANA Functions
+
In the interest of completeness and consistency, proposals should
Contract[3] when describing existing arrangements and proposing
+
cross-reference wherever appropriate the current IANA Functions
changes to existing arrangements.
+
Contract[3] when describing existing arrangements and proposing
 
+
changes to existing arrangements.  
==0. Proposal type==
+
 
 
+
==0. Proposal type ==
Identify which category of the IANA functions this submission
+
 
proposes to address:
+
Identify which category of the IANA functions this submission
 
+
proposes to address:
[ ] Names [ ] Numbers [ ] Protocol Parameters
+
[ ] Names [ ] Numbers [ ] Protocol Parameters
 
+
 
==I. Description of Community's Use of IANA Functions==
+
I. Description of Community's Use of IANA Functions  
This section should list the specific, distinct IANA functions your
+
 
community relies on. For each IANA function on which your community
+
This section should list the specific, distinct IANA functions your  
relies, please provide the following:
+
community relies on. For each IANA function on which your community
 
+
relies, please provide the following:
* A description of the function;
+
 
* A description of the customer(s) of the function;
+
: o A description of the function;
* What registries are involved in providing the function;
+
: o A description of the customer(s) of the function;  
* A description of any overlaps or interdependencies between your
+
: o What registries are involved in providing the function;  
IANA requirements and the functions required by other customer
+
o A description of any overlaps or interdependencies between your
communities.
+
IANA requirements and the functions required by other customer  
 
+
communities.  
If your community relies on any other IANA service or activity
+
 
beyond the scope of the IANA functions contract, you may describe
+
If your community relies on any other IANA service or activity
them here. In this case please also describe how the service or
+
beyond the scope of the IANA functions contract, you may describe
activity should be addressed by the transition plan.
+
them here. In this case please also describe how the service or  
 
+
activity should be addressed by the transition plan.  
==II. Existing, Pre-Transition Arrangements==
+
 
 
+
II. Existing, Pre-Transition Arrangements  
This section should describe how existing IANA-related arrangements
+
 
work, prior to the transition.
+
This section should describe how existing IANA-related arrangements  
 
+
work, prior to the transition.
[3] http://www.ntia.doc.gov/files/ntia/
+
 
publications/sf_26_pg_1-2-final_award_and_sacs.pdf
+
[3] http://www.ntia.doc.gov/files/ntia/  
 
+
publications/sf_26_pg_1-2-final_award_and_sacs.pdf  
===A. Policy Sources===
+
 
 
+
=== A. Policy Sources ===
This section should identify the specific source(s) of policy which
+
 
must be followed by the IANA functions operator in its conduct of
+
This section should identify the specific source(s) of policy which  
the services or activities described above. If there are distinct
+
must be followed by the IANA functions operator in its conduct of  
sources of policy or policy development for different IANA
+
the services or activities described above. If there are distinct  
functions, then please describe these separately. For each source of
+
sources of policy or policy development for different IANA
policy or policy development, please provide the following:
+
functions, then please describe these separately. For each source of  
 
+
policy or policy development, please provide the following:  
* Which IANA function (identified in Section I) are affected.
+
 
 
+
: o Which IANA function (identified in Section I) are affected.
* A description of how policy is developed and established and who
+
: o A description of how policy is developed and established and who
is involved in policy development and establishment.
+
is involved in policy development and establishment.  
 
+
: o A description of how disputes about policy are resolved.
* A description of how disputes about policy are resolved.
+
: o References to documentation of policy development and dispute  
 
+
resolution processes.
* References to documentation of policy development and dispute
+
 
resolution processes.
+
B. Oversight and Accountability  
 
+
 
===B. Oversight and Accountability===
+
This section should describe all the ways in which oversight is
 
+
conducted over the IANA functions operator's provision of the
This section should describe all the ways in which oversight is
+
services and activities listed in Section I and all the ways in  
conducted over the IANA functions operator's provision of the
+
which the IANA functions operator is currently held accountable for  
services and activities listed in Section I and all the ways in
+
the provision of those services. For each oversight or
which the IANA functions operator is currently held accountable for
+
accountability mechanism, please provide as many of the following as  
the provision of those services. For each oversight or
+
are applicable:  
accountability mechanism, please provide as many of the following as
+
 
are applicable:
+
Which IANA functions (identified in Section I) are affected.  If the  
 
+
policy sources identified in Section II.A are affected, identify
Which IANA functions (identified in Section I) are affected.  If the
+
which ones are affected and explain in what way.
policy sources identified in Section II.A are affected, identify
+
 
which ones are affected and explain in what way.
+
: o A description of the entity or entities that provide oversight or
 
+
perform accountability functions, including how individuals are  
* A description of the entity or entities that provide oversight or
+
selected or removed from participation in those entities.
perform accountability functions, including how individuals are
+
: o A description of the mechanism (e.g., contract, reporting scheme,
selected or removed from participation in those entities.
+
auditing scheme, etc.). This should include a description of the
 
+
consequences of the IANA functions operator not meeting the  
* A description of the mechanism (e.g., contract, reporting scheme,
+
standards established by the mechanism, the extent to which the
auditing scheme, etc.). This should include a description of the
+
output of the mechanism is transparent and the terms under which  
consequences of the IANA functions operator not meeting the
+
the mechanism may change.
standards established by the mechanism, the extent to which the
+
: o Jurisdiction(s) in which the mechanism applies and the legal basis  
output of the mechanism is transparent and the terms under which
+
on which the mechanism rests.  
the mechanism may change.
+
 
 
+
III. Proposed Post-Transition Oversight and Accountability  
* Jurisdiction(s) in which the mechanism applies and the legal basis
+
Arrangements  
on which the mechanism rests.
+
 
 
+
This section should describe what changes your community is
==III. Proposed Post-Transition Oversight and Accountability==
+
proposing to the arrangements listed in Section II.B in light of the  
 
+
transition. If your community is proposing to replace one or more
Arrangements
+
existing arrangements with new arrangements, that replacement should  
 
+
be explained and all of the elements listed in Section II.B should  
This section should describe what changes your community is
+
be described for the new arrangements. Your community should provide  
proposing to the arrangements listed in Section II.B in light of the
+
its rationale and justification for the new arrangements.  
transition. If your community is proposing to replace one or more
+
 
existing arrangements with new arrangements, that replacement should
+
If your community's proposal carries any implications for the
be explained and all of the elements listed in Section II.B should
+
interface between the IANA functions and existing policy arrangements
be described for the new arrangements. Your community should provide
+
described in Section II.A, those implications should be described
its rationale and justification for the new arrangements.
+
here.
 
+
 
If your community's proposal carries any implications for the
+
If your community is not proposing changes to arrangements listed in
interface between the IANA functions and existing policy arrangements
+
Section II.B, the rationale and justification for that choice should  
described in Section II.A, those implications should be described
+
be provided here.
here.
+
 
 
+
IV. Transition Implications
If your community is not proposing changes to arrangements listed in
+
 
Section II.B, the rationale and justification for that choice should
+
This section should describe what your community views as the  
be provided here.
+
implications of the changes it proposed in Section III. These  
 
+
implications may include some or all of the following, or other
===V. Transition Implications==
+
implications specific to your community:
 
+
 
This section should describe what your community views as the
+
Description of operational requirements to achieve continuity of  
implications of the changes it proposed in Section III. These
+
service and possible new service integration throughout the  
implications may include some or all of the following, or other
+
transition.
implications specific to your community:
+
 
 
+
Risks to operational continuity and how they will be addressed.  
Description of operational requirements to achieve continuity of
+
Description of any legal framework requirements in the absence of the
service and possible new service integration throughout the
+
NTIA contract. Description of how you have tested or evaluated the
transition.
+
workability of any new technical or operational methods proposed in  
 
+
this document and how they compare to established arrangements.
Risks to operational continuity and how they will be addressed.
+
Description of how long the proposals in Section III are expected to  
 
+
take to complete, and any intermediate milestones that may occur  
Description of any legal framework requirements in the absence of the
+
before they are completed.  
NTIA contract. Description of how you have tested or evaluated the
+
 
workability of any new technical or operational methods proposed in
+
V. NTIA Requirements
this document and how they compare to established arrangements.
+
 
 
+
Additionally, NTIA has established that the transition proposal must
Description of how long the proposals in Section III are expected to
+
meet the following five requirements:
take to complete, and any intermediate milestones that may occur
+
: o Support and enhance the multistakeholder model;  
before they are completed.
+
: o Maintain the security, stability, and resiliency of the Internet
 
+
DNS;  
===V. NTIA Requirements===
+
: o Meet the needs and expectation of the global customers and  
 
+
partners of the IANA functions;  
Additionally, NTIA has established that the transition proposal must
+
: o Maintain the openness of the Internet;  
meet the following five requirements:
+
: o The proposal must not replace the NTIA role with a government-led
 
+
or an inter-governmental organization solution.  
* Support and enhance the multistakeholder model;
+
 
* Maintain the security, stability, and resiliency of the Internet
+
This section should explain how your community's proposal meets these  
DNS;
+
requirements and how it responds to the global interest in the IANA  
* Meet the needs and expectation of the global customers and
+
functions.
partners of the IANA functions;
+
 
* Maintain the openness of the Internet;
+
VI. Community Process
* The proposal must not replace the NTIA role with a government-led
+
This section should describe the process your community used for  
or an inter-governmental organization solution.
+
developing this proposal, including:  
 
+
: o The steps that were taken to develop the proposal and to determine  
This section should explain how your community's proposal meets these
+
consensus.  
requirements and how it responds to the global interest in the IANA
+
: o Links to announcements, agendas, mailing lists, consultations and  
functions.
+
meeting proceedings.
 
+
: o An assessment of the level of consensus behind your community's  
===VI. Community Process===
+
proposal, including a description of areas of contention or  
 
+
disagreement.  
This section should describe the process your community used for
+
 
developing this proposal, including:
+
== Authors' Addresses  ==
 
+
 
* The steps that were taken to develop the proposal and to determine
+
:Eliot Lear (editor)
consensus.
+
:Richtistrasse 7  
 
+
:Wallisellen, ZH  CH-8304  
* Links to announcements, agendas, mailing lists, consultations and
+
:Switzerland
meeting proceedings.
+
 
 
+
:Phone: 41 44 878 9200
* An assessment of the level of consensus behind your community's
+
:Email: lear@cisco.com  
proposal, including a description of areas of contention or
+
 
disagreement.
+
:Russ Housley (editor)
 
+
:918 Spring Noll Drive  
== Authors ==
+
:Herndon, VA  20170  
 
+
:USA
:Eliot Lear (editor)
+
 
:Richtistrasse 7
+
:Wallisellen, ZH  CH-8304
+
:Switzerland
+
:Phone: +41 44 878 9200
+
:Email: lear@cisco.com
+
 
+
:Russ Housley (editor)
+
:918 Spring Noll Drive
+
:Herndon, VA  20170
+
:USA
+
 
:Email: housley@vigilsec.com
 
:Email: housley@vigilsec.com

Revision as of 10:41, 3 December 2014

IETF Copyrights

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IANAPLAN Internet-Draft R. Housley, Ed. Intended status: Informational November 26 2014 Expires: May 30 2015

Draft Response to the Internet Coordination Group Request for Proposals

on the IANA protocol parameters registries draft-ietf-ianaplan-icg-response-06

Abstract

This document contains the IETF response to a request for proposals from the IANA Stewardship Transition Coordination Group regarding the protocol parameters registries. It is meant to be included in an aggregate proposal that also includes contributions covering domain names and numbering resources that will be submitted from their respective operational communities. The IETF community is invited to comment and propose changes to this document.

Status of This Memo

This Internet-Draft is submitted in full conformance with the provisions of BCP 78 and BCP 79.

Internet-Drafts are working documents of the Internet Engineering Task Force (IETF). Note that other groups may also distribute working documents as Internet-Drafts. The list of current Internet- Drafts is at http://datatracker.ietf.org/drafts/current/.

Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress."

This Internet-Draft will expire on May 30 2015.

Copyright Notice

Copyright (c) 2014 IETF Trust and the persons identified as the document authors. All rights reserved.

This document is subject to BCP 78 and the IETF Trust's Legal Provisions Relating to IETF Documents

(http://trustee.ietf.org/license-info) in effect on the date of

publication of this document. Please review these documents carefully, as they describe your rights and restrictions with respect to this document. Code Components extracted from this document must include Simplified BSD License text as described in Section 4.e of the Trust Legal Provisions and are provided without warranty as described in the Simplified BSD License.


Appendix B. The Charter of the IANA Stewardship Coordination Group (ICG . . . . . . . . . . . . . . . . . . . . . Appendix C. IANA Stewardship Transition Coordination Group Request for Proposals . . . . . . . . . . . . . . . 24 Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . 30

1. IETF Introduction

In March of 2014 the U.S. National Telecommunications & Information Administration (NTIA) announced its intent to transition oversight of Internet Assigned Numbers Authority (IANA) functions. In that announcement, NTIA asked the Internet Corporation for Assigned Names and Numbers (ICANN) to establish a process to deliver a proposal for transition. As part of that process, the IANA Stewardship Transition Coordination Group (ICG) was formed. The charter for the ICG can be found in Appendix B. They solicited proposals regarding post- transition arrangements from the three functional areas in order to put forth a proposal to the NTIA. The final request for proposal (RFP) can be found in Appendix C.

While there are interactions between all of the IANA functions and IETF standards, this document specifically addresses the protocol parameters registries function. Section 1 (this section) contains an introduction that is sourced solely within the IETF. Section 2 contains the questionnaire that was written by the ICG and a formal response by the IETF. Because much of this memo is taken from a questionnaire we have quoted questions with ">>> " and we have prefaced answers to questions being asked with "IETF Response:."

Note that there are small changes to the content of the questions asked in order to match the RFC format.

As if to demonstrate the last point, the following text was included in a footnote in the original RFP:

In this RFP, IANA refers to the functions currently specified in the agreement between NTIA and ICANN [http://www.ntia.doc.gov/page/ iana-functions-purchase-order] as well as any other functions traditionally performed by the IANA functions operator. SAC-067 [1] provides one description of the many different meanings of the term IANA and may be useful reading in addition to the documents constituting the agreement itself.

2. The Formal RFP Response

The entire Request for Proposals, including introduction, can be found in Appendix C.

 >>>  
 >>> 0. Proposal Type 
 >>>  
 >>> Identify which category of the IANA functions this  
 >>> submission proposes to address:  
 >>>  
 

IETF Response: [XXX] Protocol Parameters

This response states the existing practice of the IETF, and also represents the views of the Internet Architecture Board and the IETF.

 >>>  
 >>> I. Description of Community's Use of IANA Functions  
 >>>  
 >>> This section should list the specific, distinct IANA services 
 >>> or activities your community relies on. For each IANA service  
 >>> or activity on which your community relies, please provide the  
 >>> following: 
 >>> A description of the service or activity. 
 >>>  
 

IETF Response:

Many IETF protocols make use of commonly defined protocol parameters. These parameters are used by implementers, who are the primary users of the IETF standards and other documents. To ensure consistent interpretation of these parameter values by independent implementations, and to promote universal interoperability, these IETF protocol specifications define and require globally available registries containing the parameter values and a pointer to any associated documentation. The IETF uses the IANA protocol parameters registries to store this information in a public location. The IETF community presently accesses the protocol parameter registries via references based on iana.org domain name, and makes use of the term IANA in the protocol parameter registry processes [RFC5226].

ICANN currently operates the .ARPA top level domain on behalf of the Internet Architecture Board (IAB). This zone is used for certain Internet infrastructure services that are delegated beneath it. We consider .ARPA part of the protocol parameters registries for purposes of this response.

 >>>  
 >>> A description of the customer(s) of the service or activity.  
 >>>  
 

IETF Response:

The IANA protocol parameters registries operator maintains the protocol parameters registries for the IETF in conformance with all relevant IETF policies, in accordance with the Memorandum of Understanding [RFC2860] and associated supplemental agreements that include service level agreements (SLAs) established between the IETF and ICANN [MOUSUP].

The IETF is a global organization that produces voluntary standards, whose goal is to make the Internet work better [RFC3595]. IETF standards are published in the RFC series. The IETF is responsible for the key standards that are used on the Internet today, including IP, TCP, DNS, BGP, and HTTP, to name but a few.

The IETF operates in an open and transparent manner [RFC6852]. The processes that govern the IETF are also published in the RFC series. The Internet Standards Process is documented in [RFC2026]. That document explains not only how standards are developed, but also how disputes about decisions are resolved. RFC 2026 has been amended a number of times, and those amendments are indicated in [RFC-INDEX]. The standards process can be amended in the same manner that standards are approved. That is, someone proposes a change by submitting a temporary document known as an Internet-Draft, the community discusses it, and if rough consensus can be found the change is approved by the Internet Engineering Steering Group (IESG), who also have day-to-day responsibility for declaring IETF consensus on technical decisions, including those that affect the IANA protocol parameters registries. Anyone may propose a change during a Last Call, and anyone may participate in the community discussion.

 >>> 21 
 >>> What registries are involved in providing the service or 
 >>> activity. 
 >>>  
 

IETF Response:

The protocol parameters registries are the product of IETF work. These also include the top-level registry for the entire IP address space and some of its sub-registries, autonomous system number space, and a number of special use registries with regard to domain names. For more detail please refer to the documentation in the "overlaps or 209 interdependencies" section.

Administration of the protocol parameters registries is the service that is provided to the IETF.

 >>>  
 >>> A description of any overlaps or interdependencies between your 
 >>> IANA requirements and the functions required by other customer 
 >>> communities 
 >>>  
 

IETF Response:

In this context, the IETF considers overlap to be where there is in some way shared responsibility for a single registry across multiple organizations. In this sense, there is no overlap between organizations because responsibility for each registry is carefully delineated. There are, however, points of interaction between other organizations, and a few cases where we may further define the scope of a registry for technical purposes. This is the case with both names and numbers, as described in the paragraphs below. In all cases, the IETF coordinates with the appropriate organizations.

It is important to note that the IETF includes anyone who wishes to participate. Staff and participants from ICANN or the Regional Internet Registries (RIRs) regularly participate in IETF activities.

o The IETF has specified a number of special use registries with regard to domain names. These registries require coordination with ICANN as the policy authority for the DNS root, including community groups that are responsible for ICANN policy on domain names such as the Generic Names Supporting Organization (GNSO) and the Country Code Names Supporting Organization (ccNSO). There are already mechanisms in place to perform this coordination, and the capacity to modify them to meet new conditions as they might arise. [RFC6761]

o The IETF specifies the DNS protocol. From time to time there have been and will be updates to that protocol. As we make changes we will broadly consult the operational community about the impact of those changes, as we have done in the past.

o The IETF specifies minimum requirements for root servers. [RFC2870] Those requirements are currently under review, in consultations with the root server community.

o The routing architecture has evolved over time, and is expected to continue to do so. Such evolution may have an impact on appropriate IP address allocation strategies. As and when that happens, we will consult with the RIR community, as we have done in the past.

o The IETF is responsible for policy relating to the entire IP address space and AS number space. Through the IANA protocol parameters registries, the IETF delegates unicast IP address and AS number ranges to the RIR system [RFC7020],[RFC7249]. Special address allocation, such as multicast and anycast addresses, often require coordination. Another example of IP addresses that are not administered by the RIR system is Unique Local Addresses (ULAs) [RFC4193], where local networks employ a prefix that is not intended to be routed on the public Internet. New special address allocations are added, from time to time, related to the evolution of the standards. In all cases, these special assignments are listed in the IANA protocol paramters registries.

o The IETF maintains sub-registries for special IPv4 and IPv6 assignments. These are specified in [RFC3307], [RFC5771], and [RFC6890]. The IETF coordinates such assignments with the RIRs.

o IETF standards changes may have impact on operations of RIRs and service providers. A recent example is the extensions to BGP to carry the Autonomous System numbers as four-octet entities [RFC6793]. It is important to note that this change occurred out of operational necessity, and it demonstrated strong alignment between the RIRs and the IETF.

 >>> II.  Existing, Pre-Transition Arrangements 
 
 >>>  
 >>> This section should describe how existing IANA-related 
 >>> arrangements work, prior to the transition.  
 >>>  
 >>> A. Policy Sources 
 >>>  
 >>>  
 >>> This section should identify the specific source(s) of policy 
 >>> which must be followed by the IANA functions operator in its 
 >>> conduct of the services or activities described above.  If there 
 >>> are distinct sources of policy or policy development for 
 >>> different IANA activities, then please describe these 
 >>> separately. For each source of policy or policy development, 
 >>> please provide the following:  
 >>>  
 >>> Which IANA service or activity (identified in Section I) is  
 >>> affected. 
 >>>  
 

IETF Response: The protocol parameters registries.

 >>>  
 >>> A description of how policy is developed and established and  
 >>> who is involved in policy development and establishment.  
 >>>  
 

IETF Response:

Policy for overall management of the protocol parameters registries is stated in [RFC6220] and [RFC5226]. The first of these documents explains the model for how the registries are to be operated, how policy is set, and how oversight takes place. RFC 5226 specifies the policies that specification writers may employ when they define new protocol registries in the "IANA Considerations" section of each specification. All policies at the IETF begin with a proposal in the form of an Internet-Draft. Anyone may submit such a proposal. If there is sufficient interest, a working group whose scope includes the proposed work may choose to adopt it, the IESG may choose to create a working group, or an Area Director may choose to sponsor the draft. In any case, anyone may comment on the proposal as it progresses. A proposal cannot be passed by the IESG unless it enjoys sufficient community support as to indicate rough consensus [RFC7282]. In each case, a "Last Call" is made so that there is notice of any proposed change to a policy or process. Anyone may comment during a Last Call. For example, this process is currently being used to update RFC 5226 [I-D.leiba-cotton-iana-5226bis].

 >>>  
 >>> A description of how disputes about policy are resolved. 
 >>>  
 

IETF Response:

Most disputes are handled at the lowest level through the working group and rough consensus processes. Should anyone disagree with any action, Section 6.5 of [RFC2026] specifies a multi-level conflict resolution and appeals process that includes the responsible Area Director, the IESG, and the IAB. Should appeals be upheld, an appropriate remedy is applied. In the case where someone claims that the procedures themselves are insufficient or inadequate in some way to address a circumstance, one may appeal an IAB decision to the Internet Society Board of Trustees.

 >>>  
 >>> References to documentation of policy development and dispute  
 >>> resolution processes.  
 >>>  
 

IETF Response: As mentioned above, [RFC2026] Section 6.5 specifies a conflict resolution and appeals process. [RFC2418] specifies working group procedures. Note that both of these documents have been amended in later RFCs as indicated in the [RFC-INDEX]. Please also see the references at the bottom of this document.

 >>>  
 >>> B. Oversight and Accountability  
 >>>  
 >>> This section should describe all the ways in which oversight is 
 >>> conducted over IANA functions operator's provision of the  
 >>> services and activities listed in Section I and all the ways in  
 >>> which IANA functions operator is currently held accountab le for  
 >>> the provision of those services. For each oversight or 
 >>> accountability mechanism, please provide as many of the  
 >>> following as are applicable:  
 >>>  
 >>> Which IANA service or activity (identified in Section I) is  
 >>> affected. 
 >>>  

IETF Response: the protocol parameters registries.

 >>>  
 >>> If not all policy sources identified in Section II.A are  
 >>> affected, identify which ones are affected.  
 >>>  
 

IETF Response: all policy sources relating to the protocol parameters registry are affected.

 >>>  
 >>> A description of the entity or entities that provide oversight  
 >>> or perform accountability functions, including how individuals 
 >>> are selected or removed from participation in those entities. 
 >>>  
 

IETF Response:

The Internet Architecture Board (IAB) is an oversight body of the IETF whose responsibilities include, among other things, confirming appointment of IESG members, managing appeals as discussed above, management of certain domains, including .ARPA [RFC3172], and general architectural guidance to the broader community. The IAB must approve the appointment of an organization to act as IANA operator on behalf of the IETF. The IAB is also responsible for establishing liaison relationships with other organizations on behalf of the IETF. The IAB's charter is to be found in [RFC2850].

The IAB members are selected and may be recalled through a Nominating Committee (NOMCOM) process, which is described in [RFC3777]. This process provides for selection of active members of the community who themselves agree upon a slate of candidates. The active members are chosen randomly from volunteers with a history of participation in the IETF, with limits regarding having too many active members with the same affiliation. The selection of the active members is performed in a manner that makes it possible for anyone to verify that the correct procedure was followed. The slate of candidates selected by the active members are sent to the Internet Society Board of Trustees for confirmation. In general, members are appointed for terms of two years. The IAB selects its own chair.

The IAB provides oversight of the protocol parameters registries of the IETF, and is responsible for selecting appropriate operator(s) and related per-registry arrangements. Especially when relationships among protocols call for it, many registries are operated by, or in conjunction with, other bodies. Unless the IAB or IETF has concluded that special treatment is needed, the operator for registries is currently ICANN.

 >>>  
 >>> A description of the mechanism (e.g., contract, reporting  
 >>> scheme, auditing scheme, etc.). This should include a  
 >>> description of the consequences of the IANA functions operator 
 >>> not meeting the standards established by the mechanism, the 
 >>> extent to which the output of the mechanism is transparent and 
 >>> the terms under which the mechanism may change.  
 >>>  
 

IETF Response:

A memorandum of understanding (MoU) between ICANN and the IETF

community has been in place since 2000. It can be found in [RFC2860]. The MoU defines the work to be carried out by the IANA functions operator for the IETF and the Internet Research Task Force

(IRTF), a peer organization to the IETF that focuses on research.

Each year a service level agreement is negotiated that supplements the MoU.

Day-to-day administration and contract management is the responsibility of the IETF Administrative Director (IAD). The IETF Administrative Oversight Committee (IAOC) oversees the IAD. The members of the IAOC are also the trustees of the IETF Trust, whose main purpose is to hold certain intellectual property for the benefit of the IETF as a whole. IAOC members are appointed by the Internet Society Board of Trustees, the IAB, the IESG, and the NOMCOM [RFC4071]. The IAOC works with the IANA functions operator to establish annual IANA performance metrics [METRICS] and operational procedures, and the resulting document is adopted as an supplement to the MoU each year [MOUSUP]. Starting from 2014 in accordance with these supplements, an annual audit is performed to ensure that protocol parameter requests are being processed according to the established policies. The conclusions of this audit will be available for anyone in the world to review.

To date there have been no unresolvable disputes or issues. In the unlikely event that a more difficult situation should arise, the IAOC and the IAB would engage ICANN management to address the matter. The MoU also provides an option for either party to terminate the arrangement with six months notice. Obviously such action would only be undertaken after serious consideration.

 >>>  
 >>>  Jurisdiction(s) in which the mechanism applies and the legal  
 >>>  basis on which the mechanism rests. 
 >>>  
 

IETF Response

This mechanism is global in nature. The current agreement does not specify a jurisdiction.

 >>>III.  Proposed Post-Transition Oversight and Accountability  

Arrangements

 >>>  
 >>> This section should describe what changes your community is 
 >>> proposing to the arrangements listed in Section II.B in light of 
 >>> the transition. If your community is proposing to replace one or 
 >>> more existing arrangements with new arrangements, that 
 >>> replacement should be explained and all of the elements listed  
 >>> in Section II.B should be described for the new 
 >>> arrangements. Your community should provide its rationale and  
 >>> justification for the new arrangements. 
 >>>  
 >>> If your community's proposal carries any implications for  
 >>> existing policy arrangements described in Section II.A, those  
 >>> implications should be described here. 
 >>>  
 >>> If your community is not proposing changes to arrangements 
 >>> listed in Section II.B, the rationale and justification for that  
 >>> choice should be provided here. 
 >>>  
 

IETF Response:

No major changes are required. Over the years since the creation of ICANN, the IETF, ICANN, and IAB have together created a system of agreements, policies, and oversight mechanisms that already cover what is needed. This system has worked well without any operational involvement from the NTIA. Therefore, no new organizaitons or structures are needed.

IANA protocol parameters registry updates will continue to function day-to-day, as they have been doing for the last decade or more. The IETF community is quite satisfied with the current arrangement with ICANN. RFC 2860 remains in force and has served the IETF community very well. RFC 6220 has laid out an appropriate service description and requirements.

However in the absence of the NTIA contract a few new arrangements may be needed in order to ensure the IETF community's expectations are met. Those expectations are the following:

o The protocol parameters registries are in the public domain. It is the preference of the IETF community that all relevant parties acknowledge that fact as part of the transition.

o It is possible in the future that the operation of the protocol parameters registries may be transitioned from ICANN to subsequent operator(s). It is the preference of the IETF community that, as part of the NTIA transition, ICANN acknowledge that it will carry out the obligations established under C.7.3 and I.61 of the current IANA functions contract between ICANN and the NTIA [NTIA-Contract] to achieve a smooth transition to subsequent operator(s), should the need arise. Furthermore, in the event of a transition it is the expectation of the IETF community that ICANN, the IETF, and subsequent operator(s) will work together to minimize disruption in the use the protocol parameters registries or other resources currently located at iana.org.

Discussions during the IETF 89 meeting in London led to the following guiding principles for IAB efforts that impact IANA protocol parameter registries. These principles must be taken together; their order is not significant.

1. The IETF protocol parameters registries function has been and

continues to be capably provided by the Internet technical community.

The strength and stability of the function and its foundation within the Internet technical community are both important given how critical protocol parameters are to the proper functioning of IETF protocols.

We think the structures that sustain the protocol parameters registries function need to be strong enough that they can be offered independently by the Internet technical community, without the need for backing from external parties. And we believe we largely are there already, although the system can be strengthened further, and continuous improvements are being made.

2. The protocol parameters registries function requires openness,

transparency, and accountability.

Existing documentation of how the function is administered and overseen is good [RFC2860], [RFC6220]. Further articulation and clarity may be beneficial. It is important that the whole Internet community can understand how the function works, and that the processes for registering parameters and holding those who oversee the protocol parameters function accountable for following those processes are understood by all interested parties. We are committed to making improvements here if necessary.

3. Any contemplated changes to the protocol parameters registries

function should respect existing Internet community agreements.

The protocol parameters registries function is working well. The existing Memorandum of Understanding in RFC 2860 defines "the 572 technical work to be carried out by the Internet Assigned Numbers 573 Authority on behalf of the Internet Engineering Task Force and the 574 Internet Research Task Force." Any modifications to the protocol parameters registries function should be made using the IETF process to update RFC 6220 and other relevant RFCs. Put quite simply: evolution, not revolution.

4. The Internet architecture requires and receives capable service

by Internet registries.

The stability of the Internet depends on capable provision of not just IETF protocol parameters, but IP numbers, domain names, and other registries. Furthermore, DNS and IPv4/IPv6 are IETF-defined protocols. Thus we expect the role of the IETF in standards development, architectural guidance, and allocation of certain name/ number parameters to continue. IP multicast addresses and special- use DNS names are two examples where close coordination is needed. The IETF will continue to coordinate with ICANN, the RIRs, and other parties that are mutually invested in the continued smooth operation of the Internet registries. We fully understand the need to work together.

5. The IETF will continue management of the protocol parameter

registry function as an integral component of the IETF standards process and the use of resulting protocols.

RFC 6220 specifies the role and function of the protocol parameters registry, which is critical to IETF standards processes and IETF protocols. The IAB, on behalf of the IETF, has the responsibility to define and manage the relationship with the protocol registry operator role. This responsibility includes the selection and management of the protocol parameter registry operator, as well as management of the parameter registration process and the guidelines for parameter allocation.

6. The protocol parameters registries are provided as a public

service.

Directions for the creation of protocol parameters registries and the policies for subsequent additions and updates are specified in RFCs. The protocol parameters registries are available to everyone, and they are published in a form that allows their contents to be included in other works without further permission. These works include, but are not limited to, implementations of Internet protocols and their associated documentation.

These principles will guide the IAB, IAOC, and the rest of the IETF community as they work with ICANN to establish future IANA performance metrics and operational procedures.

 >>> IV Transition Implications 
 
 >>>  
 >>> This section should describe what your community views as the  
 >>> implications of the changes it proposed in Section III. These  
 >>> implications may include some or all of the following, or other 
 >>> implications specific to your community: 
 >>>  
 >>>  o Description of operational requirements to achieve continuity 
 >>>  of service and possible new service integration throughout 
 >>>  the transition. 
 >>>  o Risks to operational continuity  
 >>>  o Description of any legal framework requirements in the  
 >>>  absence of the NTIA contract  
 >>>  o Description of how you have tested or evaluated the 
 >>>  workability of any new technical or operational methods 
 >>>  proposed in this document and how they compare to established 
 >>>  arrangements.  
 >>>  
 

IETF Response:

No structural changes are required. The principles listed above will guide IAB, IAOC, and the rest of the IETF community as they work with ICANN to establish future IANA performance metrics and operational procedures, as they have in the past.

As no services are expected to change, no continuity issues are anticipated, and there are no new technical or operational methods proposed by the IETF to test. The IETF leadership, ICANN, and the RIRs maintain an ongoing informal dialog to spot any unforeseen issues that might arise as a result of other changes.

What is necessary as part of transition is the completion of any supplemental agreement(s) necessary to achieve the requirements outlined in our response in Section III of this RFP.

 >>>  
 >>> V.  NTIA Requirements  
 >>>  
 >>> Additionally, NTIA has established that the transition proposal  
 >>> must meet the following five requirements:  
 >>>  
 >>> "Support and enhance the multistakeholder model;" 
 >>>  
 

IETF Response:

Everyone is welcome to participate in IETF activities. The policies and procedures are outlined in the documents we named above. In- person attendance is not required for participation, and many people participate in email discussions that have never attended an IETF meeting. An email account is the only requirement to participate. The IETF makes use of both formal and informal lines of communication to collaborate with other organizations within the multistakeholder ecosystem.

 >>>  
 >>> "Maintain the security, stability, and resiliency of the

681 >>> Internet DNS;"

 >>>  
 

IETF Response:

No changes are proposed in this document that affect the security, stability, and resiliency of the DNS.

 >>>  
 >>> "Meet the needs and expectation of the global customers and

691 >>> partners of the IANA services;"

 >>>  
 

IETF Response:

Implementers and their users from around the world make use of the IETF standards and the associated IANA protocol parameters registries. The current IANA protocol parameters registries system is meeting the needs of these global customers. This proposal continues to meet their needs by maintaining the existing processes that have served them well in the past.

 >>>  
 
 >>>  
 >>> "Maintain the openness of the Internet." 
 >>>  
 

IETF Response:

This proposal maintains the existing open framework that allows anyone to participate in the development of IETF standards, including the IANA protocol parameters registries policies. Further, an implementer anywhere in the world has full access to the protocol specification published in the RFC series and the protocol parameters registries published at iana.org. Those who require assignments in the IANA protocol registries will continue to be able to do so, as specified by the existing policies for those registries.

 >>>  
 >>> VI.  Community Process  
 >>>  
 >>> This section should describe the process your community used for  
 >>> developing this proposal, including:  
 >>>  
 >>> o The steps that were taken to develop the proposal and to  
 >>> determine consensus.  
 >>>  
 

IETF Response:

The IESG established the IANAPLAN working group to develop this response. Anyone was welcome to join the discussion and participate in the development of this response. An open mailing list

(ianaplan@ietf.org) was associated with the working group. In

addition, IETF's IANA practices have been discussed in the broader community, and all input is welcome.

 >>>  
 >>> Links to announcements, agendas, mailing lists, consultations and  
 >>> meeting proceedings.  
 >>>  
 

IETF Response:

The following list is not exhaustive, as there have been many open discussions about this transition within the IETF community in the past few months.

Creation of an open mailing list to discuss the transition: http://w ww.ietf.org/mail-archive/web/ietf-announce/current/msg12978.html

Announcement of a public session on the transition: http:// www.ietf.org/mail-archive/web/ietf-announce/current/msg13028.html

Announcement by the IESG of the intent to form a working group: http://www.ietf.org/mail-archive/web/ietf-announce/current/ msg13170.html

The working group discussion http://www.ietf.org/mail-archive/web/ ianaplan/current/maillist.html

Working group last call http://www.ietf.org/mail-archive/web/ ianaplan/current/msg00760.html

 >>>  
 >>> An assessment of the level of consensus behind your community's  
 >>> proposal, including a description of areas of contention or 
 >>> disagreement. 
 >>>  
 

IETF Response: To be completed as the process progresses.

3. IANA Considerations

This memo is a response a request for proposals. No parameter allocations or changes are sought.

4. Security Considerations

While the agreement, supplements, policies, and procedures around the IANA function have shown strong resiliency, the IETF will continue to work with all relevant parties to facilitate improvements while maintaining availability of the IANA registries.

5. IAB Note

This section to be filled in by the IAB.

6. Acknowledgments

This document describes processes that have been developed by many members of the community over many years. The initial version of this document was developed collaboratively through both the IAB IANA Strategy Program and the IETF IANAPLAN WG. Particular thanks go to Jari Arkko, John Klensin, Andrei Robachevsky, Andrew Sullivan, Leslie Daigle, Marc Blanchet, Barry Leiba, Brian Carpenter, Greg Wood, John Curran, Milton Mueller, Alissa Cooper, Andrei Robachevsky, and Suzanne Woolf.

7. Informative References

[I-D.leiba-cotton-iana-5226bis] Cotton, M., Leiba, B., and T. Narten, "Guidelines for 804 Writing an IANA Considerations Section in RFCs," draft- leiba-cotton-iana-5226bis-11 (work in progress), November 2014.

[METRICS] , "Performance Standards Metrics Report," , <http://www.iana.org/performance/metrics>.

[MOUSUP] , "Supplements to RFC 2860 (the Memorandum of 812 Understanding between the IETF and ICANN)," , <http://iaoc.ietf.org/contracts.html>.

[NTIA-Contract] , "The NTIA Contract with ICANN," , <http:// www.ntia.doc.gov/files/ntia/publications/ sf_26_pg_1-2-final_award_and_sacs.pdf>.

[RFC-INDEX] RFC Editor, , "Index of all Requests for Comments," RFC Index, August 2014.

[RFC2026] Bradner, S., "The Internet Standards Process -- Revision 825 3," BCP 9 RFC 2026 October 1996.

[RFC2418] Bradner, S., "IETF Working Group Guidelines and 828 Procedures," BCP 25 RFC 2418 September 1998.

[RFC2850] Internet Architecture Board and B. Carpenter, "Charter of 831 the Internet Architecture Board (IAB)," BCP 39 RFC 2850 May 2000.

[RFC2860] Carpenter, B., Baker, F., and M. Roberts, "Memorandum of 835 Understanding Concerning the Technical Work of the 836 Internet Assigned Numbers Authority," RFC 2860 June 2000.

[RFC2870] Bush, R., Karrenberg, D., Kosters, M., and R. Plzak, "Root 839 Name Server Operational Requirements," BCP 40 RFC 2870 June 2000.

[RFC3172] Huston, G., "Management Guidelines & Operational 843 Requirements for the Address and Routing Parameter Area 844 Domain (arpa"")""," BCP 52 RFC 3172 September 2001.

[RFC3307] Haberman, B., "Allocation Guidelines for IPv6 Multicast 847 Addresses," RFC 3307 August 2002.

[RFC3595] Wijnen, B., "Textual Conventions for IPv6 Flow Label," RFC 3595 September 2003.

[RFC3777] Galvin, J., "IAB and IESG Selection, Confirmation, and 853 Recall Process: Operation of the Nominating and Recall 854 Committees," BCP 10 RFC 3777 June 2004.

[RFC4071] Austein, R. and B. Wijnen, "Structure of the IETF 857 Administrative Support Activity (IASA)," BCP 101 RFC 4071 April 2005.

[RFC4193] Hinden, R. and B. Haberman, "Unique Local IPv6 Unicast 861 Addresses," RFC 4193 October 2005.

[RFC5226] Narten, T. and H. Alvestrand, "Guidelines for Writing an 864 IANA Considerations Section in RFCs," BCP 26 RFC 5226 May 2008.

[RFC5771] Cotton, M., Vegoda, L., and D. Meyer, "IANA Guidelines for 868 IPv4 Multicast Address Assignments," BCP 51 RFC 5771 March 2010.

[RFC6220] McPherson, D., Kolkman, O., Klensin, J., Huston, G., Internet Architecture Board, "Defining the Role and 873 Function of IETF Protocol Parameter Registry Operators," RFC 6220 April 2011.

[RFC6761] Cheshire, S. and M. Krochmal, "Special-Use Domain Names," RFC 6761 February 2013.

[RFC6793] Vohra, Q. and E. Chen, "BGP Support for Four-Octet 880 Autonomous System (AS) Number Space," RFC 6793 December 2012.

[RFC6852] Housley, R., Mills, S., Jaffe, J., Aboba, B., and L. St. Amour, "Affirmation of the Modern Paradigm for Standards," RFC 6852 January 2013.

[RFC6890] Cotton, M., Vegoda, L., Bonica, R., and B. Haberman, "Special-Purpose IP Address Registries," BCP 153 RFC 6890 April 2013.

[RFC7020] Housley, R., Curran, J., Huston, G., and D. Conrad, "The 892 Internet Numbers Registry System," RFC 7020 August 2013.

[RFC7249] Housley, R., "Internet Numbers Registries," RFC 7249 May 2014.

[RFC7282] Resnick, P., "On Consensus and Humming in the IETF," RFC 7282 June 2014.

Appendix A. Changes

NOTE: This section to be removed by RFC Editor at publication.

A.1. Changes from -5 to -6

o Inclusion of agreed substantial comments from the AD.

o Editorial changes.

A.2. Changes from -4 to -5

o Change to simpler text for answer about stability and security.

o Mention of RFC 5226bis.

A.3. Changes from -3 to -4

o Additional text regarding what is needed in Section III.

o Appropriate language modifications in section IV to match the above changes in III.

o Acknowledgments edits.

A.4. Changes from -2 to -3

o Terminology consistency.

o Add IAB section.

o Changes based on WG discussion on what we prefer as part of the transition regarding IPR.

o Add discussion about .ARPA domain.

o Elaboration of what registries are involved.

o Additional text around coordination with ICANN.

o Working groups can adopt items within their charters.

o IAB appointments generally last two years.

o Add mention of the Trust.

o Security Considerations update.

A.5. Changes from -1 to -2

o A better description special registries and BGP ASNs.

o Clarity on how the address space and ASNs are delegated.

o Many editorials corrected.

o Mention of the annual review as part of the SLAs.

o Change about how overlap is presented.

o A number of small wording changes based on feedback.

A.6. Changes from 0 to -1

o Front matter greatly reduced.

o Appendices with charter and RFP added.

o Jurisdiction text changed.

o Proposed changes include supplemental agreement(s) to address jurisdiction, dispute resolution, and IPR, including names and marks.

o Transition implications slightly modified to reference supplemental agreement.

Appendix B. The Charter of the IANA Stewardship Coordination Group (ICG

Charter for the IANA Stewardship Transition Coordination Group V.10

(August 27 2014)

The IANA stewardship transition coordination group (ICG) has one deliverable: a proposal to the U.S. Commerce Department National Telecommunications and Information Administration (NTIA) regarding the transition of NTIA's stewardship of the IANA functions to the global multi-stakeholder community. The group will conduct itself transparently, consult with a broad range of stakeholders, and ensure that its proposals support the security and stability of the IANA functions.

The group's mission is to coordinate the development of a proposal among the communities affected by the IANA functions. The IANA functions are divided into three main categories: domain names, number resources, and other protocol parameters. The domain names category falls further into the country code and generic domain name sub-categories. While there is some overlap among all of these categories, each poses distinct organizational, operational and technical issues, and each tends to have distinct communities of interest and expertise. For those reasons it is best to have work on the three categories of IANA parameters proceed autonomously in parallel and be based in the respective communities.

The IANA stewardship transition process is taking place alongside a parallel and related process on enhancing ICANN accountability. While maintaining the accountability of Internet identifier governance is central to both processes, this group's scope is focused on the arrangements required for the continuance of IANA functions in an accountable and widely accepted manner after the expiry of the NTIA-ICANN contract. Nevertheless, the two processes are interrelated and interdependent and should appropriately coordinate their work.

The coordination group has four main tasks:

(i) Act as liaison to all interested parties, including the three

"operational communities" (i.e., those with direct operational or service relationship with IANA; namely names, numbers, protocol parameters). This task consists of: a. Soliciting proposals from the operational communities b. Soliciting the input of the broad group of communities affected by the IANA functions

(ii) Assess the outputs of the three operational communities for

compatibility and interoperability

(iii) Assemble a complete proposal for the transition
(iv) Information sharing and public communication

Describing each in more detail: (i) Liaison a. Solicit proposals

The ICG expects a plan from the country code and generic name communities (possibly a joint one), a plan from the numbers community, and a plan from the protocol parameters community. Members of the ICG will ensure that the communities from which they are drawn are working on their part of the transition plans. This involves informing them of requirements and schedules, tracking progress, and highlighting the results or remaining issues. The role of a coordination group member during this phase is to provide status updates about the progress of his or her community in developing their component, and to coordinate which community will develop a transition proposal for each area of overlap (e.g., special-use registry).

While working on the development of their proposals, the operational communities are expected to address common requirements and issues relating to the transition, in as far as they affect their parts of the stewardship of IANA functions.

b. Solicit broader input

The ICG is open for input and feedback from all interested parties. While no set of formal requirements related to a transition proposal will be requested outside the operational communities, everyone's input is welcome across all topics.

The ICG expects that all interested parties get involved as early as possible in the relevant community processes. Input received directly by the ICG may be referred to the relevant community discussion.

The ICG members chosen from a particular community are the official communication channel between the ICG and that community.

(ii) Assessment

When the group receives output from the communities it will discuss and assess their compatibility and interoperability with the proposals of the other communities. Each proposal should be submitted with a clear record of how consensus has been reached for the proposal in the community, and provide an analysis that shows the proposal is in practice workable. The ICG should also compile the input it has received beyond the operational communities, and review the impacts of this input.

The ICG might at some point detect problems with the component proposals. At that point the role of the ICG is to communicate that back to the relevant communities so that they (the relevant communities) can address the issues. It is not in the role of the ICG to develop proposals or to select from among competing proposals.

(iii) Assembling and submitting a complete proposal

The assembly effort involves taking the proposals for the different components and verifying that the whole fulfills the intended scope, meets the intended criteria, that there are no missing parts, and that the whole fits together. The whole also needs to include sufficient independent accountability mechanisms for running the IANA function. The ICG will then develop a draft final proposal that achieves rough consensus within the ICG itself. The ICG will then put this proposal up for public comment involving a reasonable period of time for reviewing the draft proposal, analyzing and preparing supportive or critical comments. The ICG will then review these comments and determine whether modifications are required. If no modifications are needed, and the coordination group agrees, the proposal will be submitted to NTIA.

If changes are required to fix problems or to achieve broader support, the ICG will work with the operational communities in a manner similar to what was described in task (ii) above. Updates are subject to the same verification, review, and consensus processes as the initial proposals. If, in the ICG's opinion, broad public support for the proposal as articulated by the NTIA is not present, the parts of the proposal that are not supported return to the liaison phase.

(iv) Information sharing

The ICG serves as a central clearinghouse for public information about the IANA stewardship transition process. Its secretariat maintains an independent, publicly accessible and open website, under its own domain, where status updates, meetings and notices are announced, proposals are stored, the ICG members are listed, etc. As the development of the transition plans will take some time, it is important that information about ongoing work is distributed early and continuously. This will enable sharing of ideas and the detection of potential issues.

Appendix C. IANA Stewardship Transition Coordination Group Request for

Proposals

IANA Stewardship Transition Coordination Group Request for Proposals 8 September 2014

Introduction

Under the IANA1 Stewardship Transition Coordination Group (ICG) Charter,2 the ICG has four main tasks:

(i) Act as liaison to all interested parties in the IANA

stewardship transition, including the three "operational 1129 communities" (i.e., those with direct operational or service relationships with the IANA functions operator; namely names, numbers, protocol parameters). This task consists of: 


a. Soliciting proposals from the operational communities b. Soliciting the input of the broad group of communities affected by the
IANA functions

(ii) Assess the outputs of the three operational communities for

compatibility and interoperability (iii) Assemble a complete proposal for the transition

(iv) Information sharing and public communication

This Request for Proposals (RFP) addresses task (i) of the ICG Charter. This RFP does not preclude any form of input from the non-operational communities.

0. Complete Formal Responses

The IANA Stewardship Transition Coordination Group (ICG) seeks complete formal responses to this RFP through processes which are to be convened by each of the "operational communities" of IANA (i.e., those with direct operational or service relationships with the IANA functions operator, in connection with names, numbers, or protocol parameters).

Proposals should be supported by the broad range of stakeholders participating in the proposal development process. Proposals should be developed through a transparent process that is open to and inclusive of all stakeholders interested in participating in the development of the proposal. In order to help the ICG maintain its light coordination role, all interested and affected parties are strongly encouraged to participate directly in these community processes.

The following link provides information about ongoing community processes and how to participate in them, and that will continue to be updated over time:

https://www.icann.org/en/stewardship/community

In this RFP, IANA refers to the functions currently specified in the agreement between NTIA and ICANN [2] as well as any other functions traditionally performed by the IANA functions operator. SAC-067

[3] provides one description of the many different meanings of the term IANA and may be useful reading in addition to the documents constituting the agreement itself.

Communities are asked to adhere to open and inclusive processes in developing their responses, so that all community members may fully participate in and observe those processes. Communities are also asked to actively seek out and encourage wider participation by any other parties with interest in their response.

A major challenge of the ICG will be to identify and help to

reconcile differences between submitted proposals, in order to produce a single plan for the transition of IANA stewardship. Submitted Proposals should therefore focus on those elements that are considered to be truly essential to the transition of their specific IANA functions. The target deadline for all complete formal responses to this RFP is 15 January 2015.

I. Comments

While the ICG is requesting complete formal proposals through processes convened by each of the operational communities, and that all interested parties get involved as early as possible in the relevant community processes, some parties may choose to provide comments directly to the ICG about specific aspects of particular proposals, about the community processes, or about the ICG's own processes. Comments may be directly submitted to the ICG any time via email to icg-forum@icann.org. Comments will be publicly archived at <http://forum.icann.org/lists/icg-forum/>.

Commenters should be aware that ICG will direct comments received to the relevant operational communities if appropriate. The ICG will review comments received as time and resources permit and in accordance with the overall timeline for the transition. That is, comments received about specific proposals may not be reviewed until those proposals have been submitted to the ICG. The ICG may establish defined public comment periods about specific topics in the future, after the complete formal responses to the RFP have been received.

Required Proposal Elements

The ICG encourages each community to submit a single proposal that contains the elements described in this section.

Communities are requested to describe the elements delineated in the sections below in as much detail possible, and according to the suggested format/structure, to allow the ICG to more easily assimilate the results. While each question is narrowly defined to allow for comparison between answers, respondents are encouraged to provide further information in explanatory sections, including descriptive summaries of policies/practices and associated references to source documents of specific policies/practices. In this way, the responses to the questionnaire will be useful at the operational level as well as to the broader stakeholder communities.

In the interest of completeness and consistency, proposals should cross-reference wherever appropriate the current IANA Functions Contract[3] when describing existing arrangements and proposing changes to existing arrangements.

0. Proposal type

Identify which category of the IANA functions this submission proposes to address: [ ] Names [ ] Numbers [ ] Protocol Parameters

I. Description of Community's Use of IANA Functions

This section should list the specific, distinct IANA functions your community relies on. For each IANA function on which your community relies, please provide the following:

o A description of the function;
o A description of the customer(s) of the function;
o What registries are involved in providing the function;

o A description of any overlaps or interdependencies between your IANA requirements and the functions required by other customer communities.

If your community relies on any other IANA service or activity beyond the scope of the IANA functions contract, you may describe them here. In this case please also describe how the service or activity should be addressed by the transition plan.

II. Existing, Pre-Transition Arrangements

This section should describe how existing IANA-related arrangements work, prior to the transition.

[3] http://www.ntia.doc.gov/files/ntia/ publications/sf_26_pg_1-2-final_award_and_sacs.pdf

A. Policy Sources

This section should identify the specific source(s) of policy which must be followed by the IANA functions operator in its conduct of the services or activities described above. If there are distinct sources of policy or policy development for different IANA functions, then please describe these separately. For each source of policy or policy development, please provide the following:

o Which IANA function (identified in Section I) are affected.
o A description of how policy is developed and established and who

is involved in policy development and establishment.

o A description of how disputes about policy are resolved.
o References to documentation of policy development and dispute

resolution processes.

B. Oversight and Accountability

This section should describe all the ways in which oversight is conducted over the IANA functions operator's provision of the services and activities listed in Section I and all the ways in which the IANA functions operator is currently held accountable for the provision of those services. For each oversight or accountability mechanism, please provide as many of the following as are applicable:

Which IANA functions (identified in Section I) are affected. If the policy sources identified in Section II.A are affected, identify which ones are affected and explain in what way.

o A description of the entity or entities that provide oversight or

perform accountability functions, including how individuals are selected or removed from participation in those entities.

o A description of the mechanism (e.g., contract, reporting scheme,

auditing scheme, etc.). This should include a description of the consequences of the IANA functions operator not meeting the standards established by the mechanism, the extent to which the output of the mechanism is transparent and the terms under which the mechanism may change.

o Jurisdiction(s) in which the mechanism applies and the legal basis

on which the mechanism rests.

III. Proposed Post-Transition Oversight and Accountability Arrangements

This section should describe what changes your community is proposing to the arrangements listed in Section II.B in light of the transition. If your community is proposing to replace one or more existing arrangements with new arrangements, that replacement should be explained and all of the elements listed in Section II.B should be described for the new arrangements. Your community should provide its rationale and justification for the new arrangements.

If your community's proposal carries any implications for the interface between the IANA functions and existing policy arrangements described in Section II.A, those implications should be described here.

If your community is not proposing changes to arrangements listed in Section II.B, the rationale and justification for that choice should be provided here.

IV. Transition Implications

This section should describe what your community views as the implications of the changes it proposed in Section III. These implications may include some or all of the following, or other implications specific to your community:

Description of operational requirements to achieve continuity of service and possible new service integration throughout the transition.

Risks to operational continuity and how they will be addressed. Description of any legal framework requirements in the absence of the NTIA contract. Description of how you have tested or evaluated the workability of any new technical or operational methods proposed in this document and how they compare to established arrangements. Description of how long the proposals in Section III are expected to take to complete, and any intermediate milestones that may occur before they are completed.

V. NTIA Requirements

Additionally, NTIA has established that the transition proposal must meet the following five requirements:

o Support and enhance the multistakeholder model;
o Maintain the security, stability, and resiliency of the Internet

DNS;

o Meet the needs and expectation of the global customers and

partners of the IANA functions;

o Maintain the openness of the Internet;
o The proposal must not replace the NTIA role with a government-led

or an inter-governmental organization solution.

This section should explain how your community's proposal meets these requirements and how it responds to the global interest in the IANA functions.

VI. Community Process This section should describe the process your community used for developing this proposal, including:

o The steps that were taken to develop the proposal and to determine

consensus.

o Links to announcements, agendas, mailing lists, consultations and

meeting proceedings.

o An assessment of the level of consensus behind your community's

proposal, including a description of areas of contention or disagreement.

Authors' Addresses

Eliot Lear (editor)
Richtistrasse 7
Wallisellen, ZH CH-8304
Switzerland
Phone: 41 44 878 9200
Email: lear@cisco.com
Russ Housley (editor)
918 Spring Noll Drive
Herndon, VA 20170
USA
Email: housley@vigilsec.com